Form 4 for FOA Finance of America Companies Inc.
Accepted 2021-08-20 00:00:00 ET · period of report 2021-08-18 · accession 0000899243-21-033822 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-08-20 | 2021-08-18+ | FOA | LIBMAN BRIAN L | Dir, 10% | P - Purchase | $5.19 | +124.5K | 241.7K | +106% | +$646.7K |
| M | 2021-08-20 | 2021-08-18+ | FOA | LIBMAN BRIAN L | Dir, 10% | P - Purchase | $5.19 | +43.8K | 84.9K | +106% | +$227.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-08-18 | P | A | 102,860 | $5.22 | 220,070 | I See Footnote | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.16 to $5.25, inclusive. The Reporting Person undertakes to provide to Finance of America Companies Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. (F2) Reflects securities purchased by an entity for which the Reporting Person serves as a trustee. |
| 2 | Common | Class A Common Stock | 2021-08-18 | P | A | 36,140 | $5.22 | 77,323 | D See Footnote | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.16 to $5.25, inclusive. The Reporting Person undertakes to provide to Finance of America Companies Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. (F2) Reflects securities purchased by an entity for which the Reporting Person serves as a trustee. |
| 3 | Common | Class A Common Stock | 2021-08-19 | P | A | 21,660 | $5.07 | 241,730 | I | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.025 to $5.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. |
| 4 | Common | Class A Common Stock | 2021-08-19 | P | A | 7,611 | $5.07 | 84,934 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.025 to $5.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. |