Form 4 for OSW ONESPAWORLD HOLDINGS Ltd
Accepted 2021-08-20 00:00:00 ET · period of report 2021-08-18 · accession 0000899243-21-033844 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-20 | 2021-08-18 | OSW | LAZARUS STEPHEN | CFO, COO | M - OptEx | — | +105.2K | 305.2K | +53% | — |
| D | 2021-08-20 | 2021-08-18 | OSW | LAZARUS STEPHEN | CFO, COO | F - Tax | $9.20 | -64.0K | 241.1K | -21% | -$589.0K |
| D | 2021-08-20 | 2021-08-18 | OSW | LAZARUS STEPHEN | CFO, COO | M - OptEx | $0.00 | -105.2K | 238.8K | -31% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2021-08-18 | M | A | 105,167 | — | 305,167 | D | — | — | (F1) One-third of the Restricted Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Restricted Stock Units vest one-third each year from the grant date. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). |
| 2 | Common | Common Shares | 2021-08-18 | F | D | 64,022 | $9.20 | 241,145 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Restricted Stock Units. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.18 to $9.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Derivative | Restricted Stock Units | 2021-08-18 | M | D | 105,167 | $0.00 | 238,811 | D | — · — to — | 105,167 Common Shares | (F1) One-third of the Restricted Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Restricted Stock Units vest one-third each year from the grant date. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). |