Form 4 for ATH-PA Athene Holding Ltd.
Accepted 2021-08-23 00:00:00 ET · period of report 2021-08-23 · accession 0000899243-21-033982 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-08-23 | 2021-08-23 | ATH-PA | ROWAN MARC J | Dir | S - Sale | $63.80 | -78.1K | 0 | -100% | -$4.98M |
| 2021-08-23 | 2021-08-23 | ATH-PA | ROWAN MARC J | Dir | S - Sale | $63.80 | -466 | 0 | -100% | -$29.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Shares | 2021-08-23 | S | D | 26,945 | $63.80 | 0 | I See Footnote | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.50 to $64.06, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F5) By MJRF AC Corporation, an entity for which voting and investment control are exercised by the reporting person. |
| 2 | Common | Class A Common Shares | 2021-08-23 | S | D | 12,548 | $63.80 | 0 | I See Footnote | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.50 to $64.06, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F4) By another family trust, an estate planning vehicle for which all investment decisions are made at the direction of the reporting person. |
| 3 | Common | Class A Common Shares | 2021-08-23 | S | D | 37,260 | $63.80 | 0 | I See Footnote | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.50 to $64.06, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F3) By a family trust, an estate planning vehicle for which all investment and management decisions are made by its Trustees, which include the spouse of the reporting person. |
| 4 | Common | Class A Common Shares | 2021-08-23 | S | D | 1,319 | $63.80 | 0 | I | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.50 to $64.06, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 5 | Common | Class A Common Shares | 2021-08-23 | S | D | 466 | $63.80 | 0 | D See Footnote | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.50 to $64.06, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F2) By MJR Foundation Holdings LLC, an entity directly and indirectly wholly owned by the reporting person. |