Form 4 for FNKO Funko, Inc.
Accepted 2021-08-24 00:00:00 ET · period of report 2021-08-13 · accession 0000899243-21-034040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-24 | 2021-08-13 | FNKO | Fall Jung Jennifer | CFO | M - OptEx | $0.00 | +2,232 | 9,662 | +30% | $0 |
| D | 2021-08-24 | 2021-08-13 | FNKO | Fall Jung Jennifer | CFO | S - Sale+OE | $17.59 | -851 | 8,811 | -9% | -$15.0K |
| D | 2021-08-24 | 2021-08-13 | FNKO | Fall Jung Jennifer | CFO | M - OptEx | $0.00 | +2,232 | 4,464 | +100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2021-08-13 | M | A | 2,232 | $0.00 | 9,662 | D | — | — | |
| 2 | Common | CLASS A COMMON STOCK | 2021-08-13 | S | D | 851 | $17.59 | 8,811 | D | — | — | (F1) Reflects shares sold to cover taxes upon the vesting of restricted stock units on August 13, 2021. |
| 3 | Derivative | Restricted Stock Units | 2021-08-13 | M | A | 2,232 | $0.00 | 4,464 | D | — · — to — | 2,232 Class A Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs have vested or will vest in four equal annual installments that began on the first anniversary of August 13, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |