Form 4 for FUND SPROTT FOCUS TRUST INC.
Accepted 2021-09-01 00:00:00 ET · period of report 2021-08-30 · accession 0000899243-21-034715 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2021-09-01 | 2021-08-30 | FUND | GEORGE W WHITNEY | Dir, 10%, Senior Portfolio Manager | P - Purchase | $8.46 | +10.1K | 558.8K | +2% | +$85.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-30 | P | A | 10,100 | $8.46 | 558,837 | I Held by Trust | — | — | (F4) Amount of shares beneficially owned includes shares acquired under the Issuer's Dividend Reinvestment Program on each of March 26, 2021 and June 25, 2021. (F2) Shares held by The Mallory Descendant's Trust U/T/A DTD 12/31/2013 (the "Descendant's Trust"). Mr. George serves as trustee of the Descendant's Trust and, in such capacity, has investment and voting discretion over shares held by the Descendant's Trust. As a beneficiary of the Descendant's Trust, Mr. George's spouse has a pecuniary interest in the Descendant's Trust. Mr. George may be deemed to beneficially own the shares held by the Descendant's Trust. |