Form 4 for ONT Onterris, Inc.
Accepted 2021-09-13 00:00:00 ET · period of report 2021-09-09 · accession 0000899243-21-035714 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-13 | 2021-09-09 | ONT | Afsari Nasym | GC, Sec | M - OptEx | $5.83 | +29.4K | 27.1K | New | +$171.7K |
| DM | 2021-09-13 | 2021-09-09 | ONT | Afsari Nasym | GC, Sec | S - Sale+OE | $55.96 | -32.3K | 25.2K | -56% | -$1.81M |
| DM | 2021-09-13 | 2021-09-09 | ONT | Afsari Nasym | GC, Sec | M - OptEx | $0.00 | -29.4K | 126.6K | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-09 | M | A | 19,090 | $5.72 | 35,840 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-09 | S | D | 1,218 | $56.49 | 16,750 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $56.16 to $56.88, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 3 | Common | Common Stock | 2021-09-09 | S | D | 1,600 | $55.60 | 17,968 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $55.15 to $56.14, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 4 | Common | Common Stock | 2021-09-09 | S | D | 4,860 | $56.48 | 16,750 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $56.14 to $56.92, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 5 | Common | Common Stock | 2021-09-09 | S | D | 5,500 | $55.54 | 21,610 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $55.14 to $56.12, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 6 | Common | Common Stock | 2021-09-09 | M | A | 10,360 | $6.03 | 27,110 | D | — | — | |
| 7 | Common | Common Stock | 2021-09-09 | S | D | 8,420 | $56.46 | 16,750 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $56.06 to $57.00, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 8 | Common | Common Stock | 2021-09-09 | S | D | 10,670 | $55.54 | 25,170 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $55.06 to $56.05, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 9 | Derivative | Stock Option (Right to Buy) | 2021-09-09 | M | D | 19,090 | $0.00 | 0 | D | $5.72 · — to 2024-09-02 | 19,090 Common Stock | (F8) 50% of the shares subject to the option vested on September 9, 2016 and the remaining 50% vested on September 9, 2018. |
| 10 | Derivative | Stock Option (Right to Buy) | 2021-09-09 | M | D | 10,360 | $0.00 | 126,625 | D | $6.03 · — to 2026-06-23 | 10,360 Common Stock | (F7) 50% of the shares subject to the option vested on June 9, 2017 and the remaining 50% vested on June 9, 2019. |