Form 4 for AGEN AGENUS INC
Accepted 2021-09-14 00:00:00 ET · period of report 2021-09-13 · accession 0000899243-21-035844 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-14 | 2021-09-13 | AGEN | ARMEN GARO H | COB, CEO, Dir | M - OptEx | $3.36 | +119.2K | 852.9K | +16% | +$400.4K |
| D | 2021-09-14 | 2021-09-13 | AGEN | ARMEN GARO H | COB, CEO, Dir | S - Sale+OE | $6.50 | -82.1K | 770.8K | -10% | -$533.7K |
| D | 2021-09-14 | 2021-09-13 | AGEN | ARMEN GARO H | COB, CEO, Dir | M - OptEx | $0.00 | -119.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-13 | M | A | 119,178 | $3.36 | 852,880 | D | — | — | (F1) The options subject to the transaction reported on this Form 4 would have expired on September 14, 2021. |
| 2 | Common | Common Stock | 2021-09-13 | S | D | 82,107 | $6.50 | 770,773 | D | — | — | (F4) Represents sales of shares, as a consequence of the exercise of options, to cover Federal, state and local tax withholding requirements and the exercise price payment related to the option exercise. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.44 to $6.55. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Derivative | Stock Option, right to buy | 2021-09-13 | M | D | 119,178 | $0.00 | 0 | D | $3.36 · 2011-12-14 to 2021-09-14 | 119,178 Common Stock |