Form 4 for UAL United Airlines Holdings
Accepted 2021-09-16 00:00:00 ET · period of report 2021-09-14 · accession 0000899243-21-036317 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-16 | 2021-09-14 | UAL | Roitman Jonathan | EVP, COO | F - Tax | $43.87 | -630 | 788 | -44% | -$27.6K |
| D | 2021-09-16 | 2021-09-14 | UAL | Roitman Jonathan | EVP, COO | M - OptEx | $0.00 | +1,418 | 1,418 | New | $0 |
| D | 2021-09-16 | 2021-09-14 | UAL | Roitman Jonathan | EVP, COO | S - Sale+OE | $43.94 | -3,760 | 0 | -100% | -$165.2K |
| D | 2021-09-16 | 2021-09-14 | UAL | Roitman Jonathan | EVP, COO | A - Grant | $0.00 | +5,675 | 5,675 | New | $0 |
| D | 2021-09-16 | 2021-09-14 | UAL | Roitman Jonathan | EVP, COO | D - Sale to Iss | $0.00 | -1,418 | 4,257 | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-14 | F | D | 630 | $43.87 | 788 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-14 | M | A | 1,418 | $0.00 | 1,418 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-14 | S | D | 3,760 | $43.94 | 0 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2021-09-14 | A | A | 5,675 | $0.00 | 5,675 | D | — · — to — | 5,676 Common Stock | (F4) Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting. (F2) The RSUs were granted on September 14, 2021 and vest in four installments of 1,418 RSUs on September 14, 2021, 1,419 RSUs on February 28, 2022, 1,419 RSUs on August 31, 2022, and 1,419 RSUs on February 28, 2023. |
| 5 | Derivative | Restricted Stock Units | 2021-09-14 | D | D | 1,418 | $0.00 | 4,257 | D | — · — to — | 1,418 Common Stock | (F4) Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting. (F2) The RSUs were granted on September 14, 2021 and vest in four installments of 1,418 RSUs on September 14, 2021, 1,419 RSUs on February 28, 2022, 1,419 RSUs on August 31, 2022, and 1,419 RSUs on February 28, 2023. |