Form 4 for HIMS Hims & Hers Health, Inc.
Accepted 2021-09-17 00:00:00 ET · period of report 2021-09-15 · accession 0000899243-21-036478 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-17 | 2021-09-15 | HIMS | Carroll Patrick Harrison | Chief Medical Off | F - Tax | $8.66 | -1,369 | 16.6K | -8% | -$11.9K |
| D | 2021-09-17 | 2021-09-15 | HIMS | Carroll Patrick Harrison | Chief Medical Off | M - OptEx | — | +5,650 | 17.9K | +46% | — |
| DM | 2021-09-17 | 2021-09-15 | HIMS | Carroll Patrick Harrison | Chief Medical Off | M - OptEx | $0.00 | -5,650 | 3,323 | -63% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-15 | F | D | 1,369 | $8.66 | 16,577 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-09-15 | M | A | 5,650 | — | 17,946 | D | — | — | (F1) The Reporting Person's Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on September 15, 2021. |
| 3 | Derivative | Restricted Stock Unit | 2021-09-15 | M | D | 14 | $0.00 | 124 | D | — · — to — | 14 Class A Common Stock | (F1) The Reporting Person's Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on September 15, 2021. (F4) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of December 15, 2019. The remaining 75% vest in equal quarterly installments over the following three years on each Company Quarterly Vesting Date, subject to the Reporting Person's continuous service with the issuer. |
| 4 | Derivative | Restricted Stock Unit | 2021-09-15 | M | D | 1,222 | $0.00 | 17,103 | D | — · — to — | 1,222 Class A Common Stock | (F1) The Reporting Person's Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on September 15, 2021. (F6) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 6.25% of the RSUs vesting on each Company Quarterly Vesting Date occurring on or after March 15, 2021, subject to the Reporting Person's continuous service with the issuer. |
| 5 | Derivative | Restricted Stock Unit | 2021-09-15 | M | D | 1,670 | $0.00 | 23,385 | D | — · — to — | 1,670 Class A Common Stock | (F1) The Reporting Person's Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on September 15, 2021. (F6) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 6.25% of the RSUs vesting on each Company Quarterly Vesting Date occurring on or after March 15, 2021, subject to the Reporting Person's continuous service with the issuer. |
| 6 | Derivative | Restricted Stock Unit | 2021-09-15 | M | D | 693 | $0.00 | 6,231 | D | — · — to — | 693 Class A Common Stock | (F1) The Reporting Person's Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on September 15, 2021. (F4) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of December 15, 2019. The remaining 75% vest in equal quarterly installments over the following three years on each Company Quarterly Vesting Date, subject to the Reporting Person's continuous service with the issuer. |
| 7 | Derivative | Restricted Stock Unit | 2021-09-15 | M | D | 9 | $0.00 | 66 | D | — · — to — | 9 Class A Common Stock | (F1) The Reporting Person's Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on September 15, 2021. (F3) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of September 15, 2019. The remaining 75% vest in equal quarterly installments over the following three years, on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date"), subject to the Reporting Person's continuous service with the issuer. |
| 8 | Derivative | Restricted Stock Unit | 2021-09-15 | M | D | 22 | $0.00 | 220 | D | — · — to — | 22 Class A Common Stock | (F1) The Reporting Person's Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on September 15, 2021. (F5) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 6.25% of the RSUs vesting on each Company Quarterly Vesting Date occurring on or after March 15, 2020, subject to the Reporting Person's continuous service with the issuer. |
| 9 | Derivative | Restricted Stock Unit | 2021-09-15 | M | D | 163 | $0.00 | 2,288 | D | — · — to — | 163 Class A Common Stock | (F1) The Reporting Person's Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on September 15, 2021. (F7) The RSUs vest over a 4-year period in substantially equal quarterly installments beginning March 15, 2021, with 6.25% of vesting on each Company Quarterly Vesting Date, subject to the individual's continuous service. |
| 10 | Derivative | Restricted Stock Unit | 2021-09-15 | M | D | 9 | $0.00 | 137 | D | — · — to — | 9 Class A Common Stock | (F1) The Reporting Person's Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on September 15, 2021. (F6) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 6.25% of the RSUs vesting on each Company Quarterly Vesting Date occurring on or after March 15, 2021, subject to the Reporting Person's continuous service with the issuer. |
| 11 | Derivative | Restricted Stock Unit | 2021-09-15 | M | D | 324 | $0.00 | 4,536 | D | — · — to — | 324 Class A Common Stock | (F1) The Reporting Person's Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on September 15, 2021. (F6) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 6.25% of the RSUs vesting on each Company Quarterly Vesting Date occurring on or after March 15, 2021, subject to the Reporting Person's continuous service with the issuer. |
| 12 | Derivative | Restricted Stock Unit | 2021-09-15 | M | D | 1,108 | $0.00 | 11,078 | D | — · — to — | 1,108 Class A Common Stock | (F1) The Reporting Person's Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on September 15, 2021. (F5) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 6.25% of the RSUs vesting on each Company Quarterly Vesting Date occurring on or after March 15, 2020, subject to the Reporting Person's continuous service with the issuer. |
| 13 | Derivative | Restricted Stock Unit | 2021-09-15 | M | D | 416 | $0.00 | 3,323 | D | — · — to — | 416 Class A Common Stock | (F1) The Reporting Person's Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on September 15, 2021. (F3) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on the first Company Quarterly Vesting Date occurring on or following the one-year anniversary of September 15, 2019. The remaining 75% vest in equal quarterly installments over the following three years, on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date"), subject to the Reporting Person's continuous service with the issuer. |