Form 4 for HIMS Hims & Hers Health, Inc.
Accepted 2021-09-17 00:00:00 ET · period of report 2021-09-15 · accession 0000899243-21-036479 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-17 | 2021-09-15 | HIMS | Boughton Soleil | CLO | F - Tax | $8.66 | -5,304 | 384.9K | -1% | -$45.9K |
| D | 2021-09-17 | 2021-09-15 | HIMS | Boughton Soleil | CLO | M - OptEx | — | +10.1K | 390.2K | +3% | — |
| DM | 2021-09-17 | 2021-09-15 | HIMS | Boughton Soleil | CLO | M - OptEx | $0.00 | -10.1K | 46.4K | -18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-15 | F | D | 5,304 | $8.66 | 384,878 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-09-15 | M | A | 10,089 | — | 390,182 | D | — | — | (F1) The Reporting Person's Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on September 15, 2021. |
| 3 | Derivative | Restricted Stock Unit | 2021-09-15 | M | D | 19 | $0.00 | 273 | D | — · — to — | 19 Class A Common Stock | (F1) The Reporting Person's Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on September 15, 2021. (F4) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 6.25% of the RSUs vesting on each Company Quarterly Vesting Date occurring on or after March 15, 2021, subject to the Reporting Person's continuous service with the issuer. |
| 4 | Derivative | Restricted Stock Unit | 2021-09-15 | M | D | 3,665 | $0.00 | 51,310 | D | — · — to — | 3,665 Class A Common Stock | (F1) The Reporting Person's Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on September 15, 2021. (F4) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 6.25% of the RSUs vesting on each Company Quarterly Vesting Date occurring on or after March 15, 2021, subject to the Reporting Person's continuous service with the issuer. |
| 5 | Derivative | Restricted Stock Unit | 2021-09-15 | M | D | 651 | $0.00 | 9,112 | D | — · — to — | 651 Class A Common Stock | (F1) The Reporting Person's Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on September 15, 2021. (F4) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 6.25% of the RSUs vesting on each Company Quarterly Vesting Date occurring on or after March 15, 2021, subject to the Reporting Person's continuous service with the issuer. |
| 6 | Derivative | Restricted Stock Unit | 2021-09-15 | M | D | 41 | $0.00 | 414 | D | — · — to — | 41 Class A Common Stock | (F1) The Reporting Person's Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on September 15, 2021. (F3) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 6.25% of the RSUs vesting on the specified dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date") occurring on or after March 15, 2020, subject to the Reporting Person's continuous service with the issuer. |
| 7 | Derivative | Restricted Stock Unit | 2021-09-15 | M | D | 2,077 | $0.00 | 20,771 | D | — · — to — | 2,077 Class A Common Stock | (F1) The Reporting Person's Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on September 15, 2021. (F3) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 6.25% of the RSUs vesting on the specified dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date") occurring on or after March 15, 2020, subject to the Reporting Person's continuous service with the issuer. |
| 8 | Derivative | Restricted Stock Unit | 2021-09-15 | M | D | 324 | $0.00 | 4,536 | D | — · — to — | 324 Class A Common Stock | (F1) The Reporting Person's Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on September 15, 2021. (F5) The RSUs vest over a 4-year period in substantially equal quarterly installments beginning March 15, 2021, with 6.25% of vesting on each Company Quarterly Vesting Date, subject to the individual's continuous service. |
| 9 | Derivative | Restricted Stock Unit | 2021-09-15 | M | D | 3,312 | $0.00 | 46,374 | D | — · — to — | 3,312 Class A Common Stock | (F1) The Reporting Person's Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on September 15, 2021. (F4) The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 6.25% of the RSUs vesting on each Company Quarterly Vesting Date occurring on or after March 15, 2021, subject to the Reporting Person's continuous service with the issuer. |