Form 4 for ONT Onterris, Inc.
Accepted 2021-09-17 00:00:00 ET · period of report 2021-09-15 · accession 0000899243-21-036485 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-17 | 2021-09-15+ | ONT | Dicks Allan | CFO | M - OptEx | $8.58 | +23.9K | 41.0K | +139% | +$204.7K |
| DM | 2021-09-17 | 2021-09-15+ | ONT | Dicks Allan | CFO | S - Sale+OE | $59.31 | -23.9K | 38.0K | -39% | -$1.42M |
| DM | 2021-09-17 | 2021-09-15+ | ONT | Dicks Allan | CFO | M - OptEx | $0.00 | -25.6K | 95.4K | -21% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-15 | M | A | 20,000 | $8.58 | 58,000 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-15 | S | D | 17,566 | $59.08 | 40,434 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $58.60 to $59.59, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 3 | Common | Common Stock | 2021-09-15 | S | D | 2,434 | $59.72 | 38,000 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $59.60 to $59.99, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 4 | Common | Common Stock | 2021-09-16 | M | A | 819 | $8.58 | 38,819 | D | — | — | |
| 5 | Common | Common Stock | 2021-09-16 | S | D | 819 | $60.00 | 38,000 | D | — | — | |
| 6 | Common | Common Stock | 2021-09-17 | M | A | 3,041 | $8.58 | 41,041 | D | — | — | |
| 7 | Common | Common Stock | 2021-09-17 | S | D | 3,041 | $60.10 | 38,000 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.00 to $60.39, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 8 | Derivative | Stock Option (Right to Buy) | 2021-09-15 | M | D | 20,000 | $0.00 | 98,000 | D | $8.58 · — to 2026-08-16 | 20,000 Common Stock | (F4) 50% of the shares subject to the option vested on August 16, 2018 and the remaining 50% vested on August 16, 2020. |
| 9 | Derivative | Stock Option (Right to Buy) | 2021-09-17 | M | D | 3,041 | $0.00 | 92,376 | D | $8.58 · — to 2026-08-16 | 3,041 Common Stock | (F4) 50% of the shares subject to the option vested on August 16, 2018 and the remaining 50% vested on August 16, 2020. |
| 10 | Derivative | Stock Option (Right to Buy) | 2021-09-16 | M | D | 2,583 | $0.00 | 95,417 | D | $8.58 · — to 2026-08-16 | 2,583 Common Stock | (F4) 50% of the shares subject to the option vested on August 16, 2018 and the remaining 50% vested on August 16, 2020. |