Form 4 for ONT Onterris, Inc.
Accepted 2021-09-17 00:00:00 ET · period of report 2021-09-16 · accession 0000899243-21-036487 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-17 | 2021-09-16+ | ONT | Afsari Nasym | GC, Sec | M - OptEx | $6.03 | +8,389 | 19.1K | +78% | +$50.6K |
| DM | 2021-09-17 | 2021-09-16+ | ONT | Afsari Nasym | GC, Sec | S - Sale+OE | $60.07 | -8,389 | 16.8K | -33% | -$503.9K |
| DM | 2021-09-17 | 2021-09-16+ | ONT | Afsari Nasym | GC, Sec | M - OptEx | $0.00 | -8,389 | 124.0K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-17 | M | A | 5,806 | $6.03 | 22,556 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-16 | S | D | 2,583 | $60.00 | 16,750 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-16 | M | A | 2,583 | $6.03 | 19,133 | D | — | — | |
| 4 | Common | Common Stock | 2021-09-17 | S | D | 5,806 | $60.10 | 16,750 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.00 to $60.41, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 5 | Derivative | Stock Option (Right to Buy) | 2021-09-17 | M | D | 5,806 | $0.00 | 118,236 | D | $6.03 · — to 2026-06-23 | 5,806 Common Stock | (F2) 50% of the shares subject to the option vested on June 9, 2017 and the remaining 50% vested on June 9, 2019. |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-09-16 | M | D | 2,583 | $0.00 | 124,042 | D | $6.03 · — to 2026-06-23 | 2,583 Common Stock | (F2) 50% of the shares subject to the option vested on June 9, 2017 and the remaining 50% vested on June 9, 2019. |