Form 4 for ONT Onterris, Inc.
Accepted 2021-09-17 00:00:00 ET · period of report 2021-09-16 · accession 0000899243-21-036489 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-17 | 2021-09-16+ | ONT | LeMaire Joshua W. | COO | M - OptEx | $12.16 | +12.8K | 4,029 | New | +$155.7K |
| DM | 2021-09-17 | 2021-09-16+ | ONT | LeMaire Joshua W. | COO | S - Sale+OE | $60.06 | -12.8K | 2,200 | -85% | -$768.7K |
| DM | 2021-09-17 | 2021-09-16+ | ONT | LeMaire Joshua W. | COO | M - OptEx | $0.00 | -12.8K | 186.0K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-17 | M | A | 7,095 | $6.03 | 9,295 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-16 | M | A | 2,110 | $24.00 | 4,310 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-16 | S | D | 2,110 | $60.00 | 2,200 | D | — | — | |
| 4 | Common | Common Stock | 2021-09-16 | M | A | 865 | $31.60 | 3,065 | D | — | — | |
| 5 | Common | Common Stock | 2021-09-16 | S | D | 865 | $60.00 | 2,200 | D | — | — | |
| 6 | Common | Common Stock | 2021-09-16 | S | D | 1,829 | $60.00 | 2,200 | D | — | — | |
| 7 | Common | Common Stock | 2021-09-17 | S | D | 7,095 | $60.08 | 2,200 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.00 to $60.40, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 8 | Common | Common Stock | 2021-09-17 | M | A | 600 | $24.00 | 2,800 | D | — | — | |
| 9 | Common | Common Stock | 2021-09-17 | S | D | 600 | $60.17 | 2,200 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.00 to $60.36, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 10 | Common | Common Stock | 2021-09-17 | M | A | 300 | $31.60 | 2,500 | D | — | — | |
| 11 | Common | Common Stock | 2021-09-17 | S | D | 300 | $60.18 | 2,200 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.00 to $60.35, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 12 | Common | Common Stock | 2021-09-16 | M | A | 1,829 | $6.03 | 4,029 | D | — | — | |
| 13 | Derivative | Stock Option (Right to Buy) | 2021-09-17 | M | D | 7,095 | $0.00 | 178,951 | D | $6.03 · — to 2026-06-23 | 7,095 Common Stock | (F4) 50% of the shares subject to the option vested on July 13, 2017 and the remaining 50% vested on July 13, 2019. |
| 14 | Derivative | Stock Option (Right to Buy) | 2021-09-17 | M | D | 600 | $0.00 | 17,750 | D | $24.00 · — to 2029-01-10 | 600 Common Stock | (F5) 33.33% of the shares subject to the option vested on January 10, 2020, 33.33% vested on January 10, 2021 and the remaining balance will vest on January 10, 2022, subject to the Reporting Person's continued service to the Issuer. |
| 15 | Derivative | Stock Option (Right to Buy) | 2021-09-17 | M | D | 300 | $0.00 | 17,727 | D | $31.60 · — to 2030-01-01 | 300 Common Stock | (F6) 33.33% of the shares subject to the option vested on January 1, 2021, 33.33% will vest on January 1, 2022 and the remaining balance will vest on January 1, 2023, subject to the Reporting Person's continued service to the Issuer. |
| 16 | Derivative | Stock Option (Right to Buy) | 2021-09-16 | M | D | 2,110 | $0.00 | 18,350 | D | $24.00 · — to 2029-01-10 | 2,110 Common Stock | (F5) 33.33% of the shares subject to the option vested on January 10, 2020, 33.33% vested on January 10, 2021 and the remaining balance will vest on January 10, 2022, subject to the Reporting Person's continued service to the Issuer. |
| 17 | Derivative | Stock Option (Right to Buy) | 2021-09-16 | M | D | 865 | $0.00 | 18,027 | D | $31.60 · — to 2030-01-01 | 865 Common Stock | (F6) 33.33% of the shares subject to the option vested on January 1, 2021, 33.33% will vest on January 1, 2022 and the remaining balance will vest on January 1, 2023, subject to the Reporting Person's continued service to the Issuer. |
| 18 | Derivative | Stock Option (Right to Buy) | 2021-09-16 | M | D | 1,829 | $0.00 | 186,046 | D | $6.03 · — to 2026-06-23 | 1,829 Common Stock | (F4) 50% of the shares subject to the option vested on July 13, 2017 and the remaining 50% vested on July 13, 2019. |