Form 4 for ONT Onterris, Inc.
Accepted 2021-09-23 00:00:00 ET · period of report 2021-09-21 · accession 0000899243-21-037388 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-23 | 2021-09-21+ | ONT | LeMaire Joshua W. | COO | M - OptEx | $14.16 | +40.3K | 4,777 | New | +$570.7K |
| DM | 2021-09-23 | 2021-09-21+ | ONT | LeMaire Joshua W. | COO | S - Sale+OE | $60.31 | -40.3K | 2,200 | -95% | -$2.43M |
| DM | 2021-09-23 | 2021-09-21+ | ONT | LeMaire Joshua W. | COO | M - OptEx | $0.00 | -40.3K | 6,820 | -86% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-22 | M | A | 2,477 | $24.00 | 4,677 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-21 | M | A | 3,677 | $31.60 | 5,877 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-22 | S | D | 996 | $61.90 | 2,200 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $61.57 to $62.38, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 4 | Common | Common Stock | 2021-09-22 | M | A | 1,455 | $31.60 | 3,655 | D | — | — | |
| 5 | Common | Common Stock | 2021-09-22 | S | D | 961 | $61.08 | 2,694 | D | — | — | (F8) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.60 to $61.57 inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 6 | Common | Common Stock | 2021-09-22 | S | D | 494 | $61.95 | 2,200 | D | — | — | (F9) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $61.60 to $62.38, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 7 | Common | Common Stock | 2021-09-21 | S | D | 8,453 | $60.10 | 2,200 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.00 to $60.66, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 8 | Common | Common Stock | 2021-09-21 | M | A | 8,453 | $24.00 | 10,653 | D | — | — | |
| 9 | Common | Common Stock | 2021-09-21 | S | D | 21,665 | $60.11 | 2,200 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.00 to $60.66, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 10 | Common | Common Stock | 2021-09-21 | M | A | 21,665 | $6.03 | 23,865 | D | — | — | |
| 11 | Common | Common Stock | 2021-09-22 | S | D | 1,481 | $61.04 | 3,196 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.57 to $61.55, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 12 | Common | Common Stock | 2021-09-22 | S | D | 981 | $61.89 | 2,200 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $61.54 to $62.38, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 13 | Common | Common Stock | 2021-09-22 | S | D | 1,596 | $61.03 | 3,181 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.54 to $61.50, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 14 | Common | Common Stock | 2021-09-22 | M | A | 2,577 | $6.03 | 4,777 | D | — | — | |
| 15 | Common | Common Stock | 2021-09-21 | S | D | 3,677 | $60.12 | 2,200 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.00 to $60.80, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 16 | Derivative | Stock Option (Right to Buy) | 2021-09-22 | M | D | 1,455 | $0.00 | 12,595 | D | $31.60 · — to 2030-01-01 | 1,455 Common Stock | (F12) 33.33% of the shares subject to the option vested on January 1, 2021, 33.33% will vest on January 1, 2022 and the remaining balance will vest on January 1, 2023, subject to the Reporting Person's continued service to the Issuer. |
| 17 | Derivative | Stock Option (Right to Buy) | 2021-09-21 | M | D | 21,665 | $0.00 | 157,286 | D | $6.03 · — to 2026-06-23 | 21,665 Common Stock | (F10) 50% of the shares subject to the option vested on July 13, 2017 and the remaining 50% vested on July 13, 2019. |
| 18 | Derivative | Stock Option (Right to Buy) | 2021-09-21 | M | D | 8,453 | $0.00 | 9,297 | D | $24.00 · — to 2029-01-10 | 8,453 Common Stock | (F11) 33.33% of the shares subject to the option vested on January 10, 2020, 33.33% vested on January 10, 2021 and the remaining balance will vest on January 10, 2022, subject to the Reporting Person's continued service to the Issuer. |
| 19 | Derivative | Stock Option (Right to Buy) | 2021-09-21 | M | D | 3,677 | $0.00 | 14,050 | D | $31.60 · — to 2030-01-01 | 3,677 Common Stock | (F12) 33.33% of the shares subject to the option vested on January 1, 2021, 33.33% will vest on January 1, 2022 and the remaining balance will vest on January 1, 2023, subject to the Reporting Person's continued service to the Issuer. |
| 20 | Derivative | Stock Option (Right to Buy) | 2021-09-22 | M | D | 2,577 | $0.00 | 154,709 | D | $6.03 · — to 2026-06-23 | 2,577 Common Stock | (F10) 50% of the shares subject to the option vested on July 13, 2017 and the remaining 50% vested on July 13, 2019. |
| 21 | Derivative | Stock Option (Right to Buy) | 2021-09-22 | M | D | 2,477 | $0.00 | 6,820 | D | $24.00 · — to 2029-01-10 | 2,477 Common Stock | (F11) 33.33% of the shares subject to the option vested on January 10, 2020, 33.33% vested on January 10, 2021 and the remaining balance will vest on January 10, 2022, subject to the Reporting Person's continued service to the Issuer. |