Form 4 for ONT Onterris, Inc.
Accepted 2021-09-23 00:00:00 ET · period of report 2021-09-21 · accession 0000899243-21-037390 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-23 | 2021-09-21+ | ONT | Afsari Nasym | GC, Sec | M - OptEx | $6.03 | +21.6K | 19.6K | New | +$130.3K |
| DM | 2021-09-23 | 2021-09-21+ | ONT | Afsari Nasym | GC, Sec | S - Sale+OE | $60.27 | -21.6K | 16.8K | -56% | -$1.30M |
| DM | 2021-09-23 | 2021-09-21+ | ONT | Afsari Nasym | GC, Sec | M - OptEx | $0.00 | -21.6K | 83.4K | -21% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-21 | M | A | 18,781 | $6.03 | 35,531 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-21 | S | D | 18,781 | $60.11 | 16,750 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.00 to $60.69, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 3 | Common | Common Stock | 2021-09-22 | M | A | 2,830 | $6.03 | 19,580 | D | — | — | |
| 4 | Common | Common Stock | 2021-09-22 | S | D | 1,722 | $61.04 | 17,858 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.57 to $61.54, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 5 | Common | Common Stock | 2021-09-22 | S | D | 1,108 | $61.84 | 16,750 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $61.57 to $62.38, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-09-21 | M | D | 18,781 | $0.00 | 86,233 | D | $6.03 · — to 2026-06-23 | 18,781 Common Stock | (F4) 50% of the shares subject to the option vested on June 9, 2017 and the remaining 50% vested on June 9, 2019. |
| 7 | Derivative | Stock Option (Right to Buy) | 2021-09-22 | M | D | 2,830 | $0.00 | 83,403 | D | $6.03 · — to 2026-06-23 | 2,830 Common Stock | (F4) 50% of the shares subject to the option vested on June 9, 2017 and the remaining 50% vested on June 9, 2019. |