Form 4 for ONT Onterris, Inc.
Accepted 2021-09-23 00:00:00 ET · period of report 2021-09-21 · accession 0000899243-21-037392 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-23 | 2021-09-21+ | ONT | Dicks Allan | CFO | S - Sale+OE | $60.28 | -16.1K | 38.0K | -30% | -$972.9K |
| DM | 2021-09-23 | 2021-09-21+ | ONT | Dicks Allan | CFO | M - OptEx | $8.58 | +16.1K | 52.0K | +45% | +$138.5K |
| DM | 2021-09-23 | 2021-09-21+ | ONT | Dicks Allan | CFO | M - OptEx | $0.00 | -16.1K | 78.4K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-22 | S | D | 1,467 | $61.07 | 38,701 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.57 to $61.54, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 2 | Common | Common Stock | 2021-09-22 | M | A | 2,168 | $8.58 | 40,168 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-21 | S | D | 13,972 | $60.11 | 38,000 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $60.00 to $60.66, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 4 | Common | Common Stock | 2021-09-21 | M | A | 13,972 | $8.58 | 51,972 | D | — | — | |
| 5 | Common | Common Stock | 2021-09-22 | S | D | 701 | $61.95 | 38,000 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $61.60 to $62.31, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-09-22 | M | D | 2,168 | $0.00 | 75,821 | D | $8.58 · — to 2026-08-16 | 2,583 Common Stock | (F4) 50% of the shares subject to the option vested on August 16, 2018 and the remaining 50% vested on August 16, 2020. |
| 7 | Derivative | Stock Option (Right to Buy) | 2021-09-21 | M | D | 13,972 | $0.00 | 78,404 | D | $8.58 · — to 2026-08-16 | 13,972 Common Stock | (F4) 50% of the shares subject to the option vested on August 16, 2018 and the remaining 50% vested on August 16, 2020. |