Form 4 for AMPL Amplitude, Inc.
Accepted 2021-09-23 00:00:00 ET · period of report 2021-06-24 · accession 0000899243-21-037513 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-09-23 | 2021-09-21 | AMPL | Liu Curtis | CTO, Dir, 10% | C - Cnv Deriv | $0.00 | +380.0K | 380.0K | New | $0 |
| DI | 2021-09-23 | 2021-09-21 | AMPL | Liu Curtis | CTO, Dir, 10% | C - Cnv Deriv | $0.00 | -380.0K | 7.24M | -5% | $0 |
| DMI | 2021-09-23 | 2021-06-24+ | AMPL | Liu Curtis | CTO, Dir, 10% | M - OptEx | $0.00 | +23.9K | 7.94M | +0.3% | $0 |
| D | 2021-09-23 | 2021-06-24 | AMPL | Liu Curtis | CTO, Dir, 10% | M - OptEx | $0.00 | -23.9K | 83.8K | -22% | $0 |
| DI | 2021-09-23 | 2021-06-28 | AMPL | Liu Curtis | CTO, Dir, 10% | G - Gift | $0.00 | -475.0K | 7.47M | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-21 | C | A | 380,000 | $0.00 | 380,000 | I By Trust | — | — | (F1) The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the death or incapacity of the holder, (c) the date that is six months following the date on which the holder is no longer an employee or director of the Issuer (unless such holder has rejoined the Issuer during such six-month period) or (d) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). (F2) Securities held by a trust over which the Reporting Person exercises voting and dispositive control. |
| 2 | Derivative | Class B Common Stock | 2021-09-21 | C | D | 380,000 | $0.00 | 7,240,610 | I By Trust | — · — to — | 380,000 Class A Common Stock | (F2) Securities held by a trust over which the Reporting Person exercises voting and dispositive control. (F1) The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the death or incapacity of the holder, (c) the date that is six months following the date on which the holder is no longer an employee or director of the Issuer (unless such holder has rejoined the Issuer during such six-month period) or (d) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). |
| 3 | Derivative | Stock Option (Right to Buy) | 2021-06-24 | M | D | 105,000 | $0.00 | 272,852 | I By Trust | $4.19 · — to 2030-12-28 | 105,000 Common Stock | (F2) Securities held by a trust over which the Reporting Person exercises voting and dispositive control. (F4) The option is early exercisable. 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 1, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date. |
| 4 | Derivative | Class B Common Stock | 2021-06-24 | M | A | 105,000 | $0.00 | 7,916,660 | I By Trust | — · — to — | 105,000 Class A Common Stock | (F5) In connection with the reclassification of the Issuer's Common Stock on August 30, 2021, each share of Common Stock held by the Reporting Person was automatically reclassified as Class B Common Stock. (F2) Securities held by a trust over which the Reporting Person exercises voting and dispositive control. (F1) The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the death or incapacity of the holder, (c) the date that is six months following the date on which the holder is no longer an employee or director of the Issuer (unless such holder has rejoined the Issuer during such six-month period) or (d) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). |
| 5 | Derivative | Stock Option (Right to Buy) | 2021-06-24 | M | D | 23,866 | $0.00 | 83,797 | D By Trust | $4.19 · — to 2030-12-28 | 23,866 Common Stock | (F2) Securities held by a trust over which the Reporting Person exercises voting and dispositive control. (F6) 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 1, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. |
| 6 | Derivative | Class B Common Stock | 2021-08-30 | M | A | 155,084 | $0.00 | 7,620,610 | I | — · — to — | 155,084 Class A Common Stock | (F5) In connection with the reclassification of the Issuer's Common Stock on August 30, 2021, each share of Common Stock held by the Reporting Person was automatically reclassified as Class B Common Stock. (F1) The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the death or incapacity of the holder, (c) the date that is six months following the date on which the holder is no longer an employee or director of the Issuer (unless such holder has rejoined the Issuer during such six-month period) or (d) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). |
| 7 | Derivative | Stock Option (Right to Buy) | 2021-08-30 | M | D | 155,084 | $0.00 | 117,768 | I By Trust | $4.19 · — to 2030-12-28 | 155,084 Common Stock | (F2) Securities held by a trust over which the Reporting Person exercises voting and dispositive control. (F4) The option is early exercisable. 1/48th of the shares subject to the option vest on each monthly anniversary measured from January 1, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date. |
| 8 | Derivative | Class B Common Stock | 2021-06-24 | M | A | 23,866 | $0.00 | 7,940,526 | I By Trust | — · — to — | 23,866 Class A Common Stock | (F5) In connection with the reclassification of the Issuer's Common Stock on August 30, 2021, each share of Common Stock held by the Reporting Person was automatically reclassified as Class B Common Stock. (F2) Securities held by a trust over which the Reporting Person exercises voting and dispositive control. (F1) The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the death or incapacity of the holder, (c) the date that is six months following the date on which the holder is no longer an employee or director of the Issuer (unless such holder has rejoined the Issuer during such six-month period) or (d) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). |
| 9 | Derivative | Class B Common Stock | 2021-06-28 | G | D | 475,000 | $0.00 | 7,465,526 | I By Trust | — · — to — | 475,000 Class A Common Stock | (F5) In connection with the reclassification of the Issuer's Common Stock on August 30, 2021, each share of Common Stock held by the Reporting Person was automatically reclassified as Class B Common Stock. (F2) Securities held by a trust over which the Reporting Person exercises voting and dispositive control. (F1) The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the death or incapacity of the holder, (c) the date that is six months following the date on which the holder is no longer an employee or director of the Issuer (unless such holder has rejoined the Issuer during such six-month period) or (d) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). |