Form 4 for ONT Onterris, Inc.
Accepted 2021-09-24 00:00:00 ET · period of report 2021-09-23 · accession 0000899243-21-037701 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-24 | 2021-09-23+ | ONT | Dicks Allan | CFO | S - Sale+OE | $64.14 | -40.0K | 39.8K | -50% | -$2.57M |
| DM | 2021-09-24 | 2021-09-23+ | ONT | Dicks Allan | CFO | M - OptEx | $8.58 | +40.0K | 67.6K | +145% | +$343.2K |
| DM | 2021-09-24 | 2021-09-23+ | ONT | Dicks Allan | CFO | M - OptEx | $0.00 | -40.0K | 35.8K | -53% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-24 | S | D | 1,800 | $67.31 | 38,000 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $67.12 to $67.68, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 2 | Common | Common Stock | 2021-09-24 | S | D | 400 | $65.18 | 42,980 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $64.83 to $65.68, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 3 | Common | Common Stock | 2021-09-24 | S | D | 5,040 | $64.07 | 43,380 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $63.73 to $64.61, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 4 | Common | Common Stock | 2021-09-24 | M | A | 10,420 | $8.58 | 48,420 | D | — | — | |
| 5 | Common | Common Stock | 2021-09-23 | S | D | 29,580 | $63.68 | 38,000 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $63.58 to $64.33, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 6 | Common | Common Stock | 2021-09-23 | M | A | 29,580 | $8.58 | 67,580 | D | — | — | |
| 7 | Common | Common Stock | 2021-09-24 | S | D | 3,180 | $66.65 | 39,800 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $66.11 to $67.03, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 8 | Derivative | Stock Option (Right to Buy) | 2021-09-23 | M | D | 29,580 | $0.00 | 46,241 | D | $8.58 · — to 2026-08-16 | 29,580 Common Stock | (F6) 50% of the shares subject to the option vested on August 16, 2018 and the remaining 50% vested on August 16, 2020. |
| 9 | Derivative | Stock Option (Right to Buy) | 2021-09-24 | M | D | 10,420 | $0.00 | 35,821 | D | $8.58 · — to 2026-08-16 | 10,420 Common Stock | (F6) 50% of the shares subject to the option vested on August 16, 2018 and the remaining 50% vested on August 16, 2020. |