Form 4 for ONT Onterris, Inc.
Accepted 2021-09-24 00:00:00 ET · period of report 2021-09-24 · accession 0000899243-21-037704 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-24 | 2021-09-24 | ONT | Manthripragada Vijay | Pres, CEO, Dir | S - Sale+OE | $66.14 | -66.1K | 39.7K | -62% | -$4.37M |
| D | 2021-09-24 | 2021-09-24 | ONT | Manthripragada Vijay | Pres, CEO, Dir | M - OptEx | $6.03 | +66.1K | 79.0K | +511% | +$398.6K |
| D | 2021-09-24 | 2021-09-24 | ONT | Manthripragada Vijay | Pres, CEO, Dir | M - OptEx | $0.00 | -66.1K | 310.0K | -18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-24 | S | D | 26,746 | $67.31 | 12,928 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $66.89 to $67.725, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 2 | Common | Common Stock | 2021-09-24 | S | D | 2,600 | $65.22 | 59,332 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $64.79 to $64.745, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 3 | Common | Common Stock | 2021-09-24 | S | D | 12,998 | $64.10 | 61,932 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $63.78 to $64.725, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 4 | Common | Common Stock | 2021-09-24 | S | D | 4,101 | $63.45 | 74,930 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $62.78 to $63.775, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 5 | Common | Common Stock | 2021-09-24 | M | A | 66,103 | $6.03 | 79,031 | D | — | — | |
| 6 | Common | Common Stock | 2021-09-24 | S | D | 19,658 | $66.57 | 39,674 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $65.89 to $66.885, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 7 | Derivative | Stock Option (Right to Buy) | 2021-09-24 | M | D | 66,103 | $0.00 | 310,022 | D | $6.03 · — to 2026-06-23 | 66,103 Common Stock | (F6) 50% of the shares subject to the option vested on September 11, 2017 and the remaining 50% vested on September 11, 2019. |