Form 4 for BRLT Brilliant Earth Group, Inc.
Accepted 2021-09-28 00:00:00 ET · period of report 2021-09-27 · accession 0000899243-21-038123 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-09-28 | 2021-09-27 | BRLT | Kuo Jeffrey Chuenhong | CFO | D - Sale to Iss | $0.00 | -3,994 | 135.9K | -3% | $0 |
| D | 2021-09-28 | 2021-09-27 | BRLT | Kuo Jeffrey Chuenhong | CFO | D - Sale to Iss | $0.00 | -9,753 | 663.6K | -1% | $0 |
| DM | 2021-09-28 | 2021-09-27 | BRLT | Kuo Jeffrey Chuenhong | CFO | D - Sale to Iss | $11.22 | -9,753 | 324.7K | -3% | -$109.4K |
| DMI | 2021-09-28 | 2021-09-27 | BRLT | Kuo Jeffrey Chuenhong | CFO | D - Sale to Iss | $11.22 | -3,994 | 135.9K | -3% | -$44.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2021-09-27 | D | D | 1,997 | $0.00 | 135,903 | I Held by the Beta Echo Family Protection Trust | — | — | |
| 2 | Common | Class B Common Stock | 2021-09-27 | D | D | 9,753 | $0.00 | 663,572 | D Held by the Alpha Echo Family Protection Trust | — | — | |
| 3 | Common | Class B Common Stock | 2021-09-27 | D | D | 1,997 | $0.00 | 135,903 | I | — | — | |
| 4 | Derivative | Common Units | 2021-09-27 | D | D | 8,079 | $11.22 | 549,647 | D Held by the Alpha Echo Family Protection Trust | — · — to — | 8,079 Class A Common Stock | (F2) The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date. (F4) The Common Units are fully vested. |
| 5 | Derivative | Common Units | 2021-09-27 | D | D | 1,997 | $11.22 | 135,903 | I Held by the Beta Echo Family Protection Trust | — · — to — | 1,997 Class A Common Stock | (F2) The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date. (F4) The Common Units are fully vested. |
| 6 | Derivative | Common Units | 2021-09-27 | D | D | 1,997 | $11.22 | 135,903 | I | — · — to — | 1,997 Class A Common Stock | (F2) The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date. (F4) The Common Units are fully vested. |
| 7 | Derivative | Common Units | 2021-09-27 | D | D | 1,674 | $11.22 | 324,725 | D | — · — to — | 1,674 Class A Common Stock | (F2) The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date. (F5) A portion of the Common Units vested immediately upon issuance. The remaining non-vested Common Units vest as to 1/48th of the underlying shares in 31 substantially equal monthly installments, commencing on September 30, 2021, such that the Common Units will become fully vested on March 31, 2024. |