Form 4 for BRLT Brilliant Earth Group, Inc.
Accepted 2021-09-28 00:00:00 ET · period of report 2021-09-27 · accession 0000899243-21-038126 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-28 | 2021-09-27 | BRLT | KAPLAN BETH J | Dir | D - Sale to Iss | $0.00 | -1,134 | 77.1K | -1% | $0 |
| D | 2021-09-28 | 2021-09-27 | BRLT | KAPLAN BETH J | Dir | A - Grant | $12.00 | +6,000 | 6,000 | New | +$72.0K |
| D | 2021-09-28 | 2021-09-27 | BRLT | KAPLAN BETH J | Dir | D - Sale to Iss | $11.22 | -1,134 | 255.1K | -0.4% | -$12.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2021-09-27 | D | D | 1,134 | $0.00 | 77,149 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-09-27 | A | A | 6,000 | $12.00 | 6,000 | D | — | — | |
| 3 | Derivative | Common Units | 2021-09-27 | D | D | 1,134 | $11.22 | 255,066 | D | — · — to — | 1,134 Class A Common Stock | (F2) The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forefeited in connection with the redemption. The Common Units have no expiration date. (F4) A portion of the Common Units vested immediately upon issuance. The remaining non-vested Common Units vest as to 1/36th of the underlying shares in 25 substantially equal monthly installments, commencing on September 30, 2021, such that the Common Units will become fully vested on September 30, 2023. |