Form 4 for ONT Onterris, Inc.
Accepted 2021-09-28 00:00:00 ET · period of report 2021-09-27 · accession 0000899243-21-038132 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-28 | 2021-09-27 | ONT | Manthripragada Vijay | Pres, CEO, Dir | S - Sale+OE | $67.59 | -28.1K | 12.9K | -69% | -$1.90M |
| D | 2021-09-28 | 2021-09-27 | ONT | Manthripragada Vijay | Pres, CEO, Dir | M - OptEx | $6.03 | +28.1K | 41.1K | +218% | +$169.6K |
| D | 2021-09-28 | 2021-09-27 | ONT | Manthripragada Vijay | Pres, CEO, Dir | M - OptEx | $0.00 | -28.1K | 281.9K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-27 | S | D | 28,126 | $67.59 | 12,928 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $67.50 to $68.44, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 2 | Common | Common Stock | 2021-09-27 | M | A | 28,126 | $6.03 | 41,054 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2021-09-27 | M | D | 28,126 | $0.00 | 281,896 | D | $6.03 · — to 2026-06-23 | 28,126 Common Stock | (F2) 50% of the shares subject to the option vested on September 11, 2017 and the remaining 50% vested on September 11, 2019. |