Form 4 for AMPL Amplitude, Inc.
Accepted 2021-10-01 00:00:00 ET · period of report 2021-09-30 · accession 0000899243-21-038730 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-01 | 2021-09-30+ | AMPL | Johnson Jennifer L. | See remarks | M - OptEx | $4.19 | +331.2K | 80.8K | New | +$1.39M |
| DM | 2021-10-01 | 2021-09-30+ | AMPL | Johnson Jennifer L. | See remarks | S - Sale+OE | $53.62 | -331.2K | 32.6K | -91% | -$17.76M |
| DM | 2021-10-01 | 2021-09-30+ | AMPL | Johnson Jennifer L. | See remarks | M - OptEx | $0.00 | -331.2K | 1.07M | -24% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-30 | M | A | 250,477 | $4.19 | 250,477 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-09-30 | S | D | 17,400 | $52.93 | 233,077 | D | — | — | (F1) This transaction was executed in multiple trades in prices ranging from $52.41 to $53.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 3 | Common | Class A Common Stock | 2021-09-30 | S | D | 233,077 | $53.92 | 0 | D | — | — | (F2) This transaction was executed in multiple trades in prices ranging from $53.41 to $54.39, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 4 | Common | Class A Common Stock | 2021-10-01 | S | D | 32,615 | $54.23 | 0 | D | — | — | (F6) This transaction was executed in multiple trades in prices ranging from $53.75 to $54.70, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 5 | Common | Class A Common Stock | 2021-10-01 | S | D | 16,472 | $50.99 | 64,301 | D | — | — | (F3) This transaction was executed in multiple trades in prices ranging from $50.61 to $51.60, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 6 | Common | Class A Common Stock | 2021-10-01 | S | D | 16,804 | $51.94 | 47,497 | D | — | — | (F4) This transaction was executed in multiple trades in prices ranging from $51.69 to $52.68, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 7 | Common | Class A Common Stock | 2021-10-01 | S | D | 14,882 | $53.28 | 32,615 | D | — | — | (F5) This transaction was executed in multiple trades in prices ranging from $52.75 to $53.74, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 8 | Common | Class A Common Stock | 2021-10-01 | M | A | 80,773 | $4.19 | 80,773 | D | — | — | |
| 9 | Derivative | Stock Option (Right to Buy) | 2021-10-01 | M | D | 80,773 | $0.00 | 993,750 | D | $4.19 · — to 2030-11-10 | 80,773 Class A Common Stock | (F7) 25% of the shares subject to the option vest on the first anniversary measured from September 30, 2020 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. |
| 10 | Derivative | Stock Option (Right to Buy) | 2021-09-30 | M | D | 250,477 | $0.00 | 1,074,523 | D | $4.19 · — to 2030-11-10 | 250,477 Class A Common Stock | (F7) 25% of the shares subject to the option vest on the first anniversary measured from September 30, 2020 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. |