Form 4 for FNKO Funko, Inc.
Accepted 2021-10-04 00:00:00 ET · period of report 2021-10-01 · accession 0000899243-21-038825 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-04 | 2021-10-01 | FNKO | Perlmutter Andrew Mark | Pres | M - OptEx | — | +56.2K | 182.5K | +45% | — |
| D | 2021-10-04 | 2021-10-01 | FNKO | Perlmutter Andrew Mark | Pres | M - OptEx | $0.00 | -56.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-10-01 | M | A | 56,250 | — | 182,541 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. |
| 2 | Derivative | Restricted Stock Units | 2021-10-01 | M | D | 56,250 | $0.00 | 0 | D | — · — to — | 56,250 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F2) The RSUs vested in full on October 1, 2021. |