Form 4 for GWH ESS Tech, Inc.
Accepted 2021-10-13 00:00:00 ET · period of report 2021-10-08 · accession 0000899243-21-040095 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-13 | 2021-10-08 | GWH | Levy Sarah Kirshbaum | Dir | C - Cnv Deriv | — | +50.0K | 50.0K | New | — |
| D | 2021-10-13 | 2021-10-08 | GWH | Levy Sarah Kirshbaum | Dir | C - Cnv Deriv | — | -50.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-08 | C | A | 50,000 | — | 50,000 | D | — | — | (F1) Pursuant to the Agreement and Plan of Merger, dated May 6, 2021, by and among ACON S2 Acquisition Corp., a Cayman Islands exempted company (the "Company"), SCharge Merger Sub, Inc., a Delaware corporation, and ESS Tech, Inc., a Delaware corporation ("ESS"), the parties effected a business combination transaction ("Business Combination"), on October 8, 2021. In connection with the Business Combination, the Company domesticated as a Delaware corporation (the "Domestication") and changed its name to "ESS Tech, Inc." ("New ESS"). In connection with the consummation of the Business Combination, 50,000 of Sarah Kirshbaum Levy's Class B ordinary shares, par value $0.0001, of the Company, which were previously convertible into Class A ordinary shares, par value $0.0001, of the Company converted into shares of common stock, par value $0.0001, of New ESS simultaneously with the closing of the Business Combination. |
| 2 | Derivative | Class B Ordinary Shares | 2021-10-08 | C | D | 50,000 | — | 0 | D | — · — to — | 50,000 Common Stock | (F1) Pursuant to the Agreement and Plan of Merger, dated May 6, 2021, by and among ACON S2 Acquisition Corp., a Cayman Islands exempted company (the "Company"), SCharge Merger Sub, Inc., a Delaware corporation, and ESS Tech, Inc., a Delaware corporation ("ESS"), the parties effected a business combination transaction ("Business Combination"), on October 8, 2021. In connection with the Business Combination, the Company domesticated as a Delaware corporation (the "Domestication") and changed its name to "ESS Tech, Inc." ("New ESS"). In connection with the consummation of the Business Combination, 50,000 of Sarah Kirshbaum Levy's Class B ordinary shares, par value $0.0001, of the Company, which were previously convertible into Class A ordinary shares, par value $0.0001, of the Company converted into shares of common stock, par value $0.0001, of New ESS simultaneously with the closing of the Business Combination. |