Form 4 for AURA Aura Biosciences, Inc.
Accepted 2021-11-02 00:00:00 ET · period of report 2021-11-02 · accession 0000899243-21-042362 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-11-02 | 2021-11-02 | AURA | de los Pinos Elisabet | See Remarks, Dir | C - Cnv Deriv | $0.00 | +4,552 | 131.4K | +4% | $0 |
| DMI | 2021-11-02 | 2021-11-02 | AURA | de los Pinos Elisabet | See Remarks, Dir | C - Cnv Deriv | — | -4,552 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-02 | C | A | 4,552 | $0.00 | 131,412 | I By EdIP Revocable Trust | — | — | (F1) The Series A-1 and Series A-2 Preferred Stock converted into the number of shares of Common Stock of the Issuer upon the closing of the Issuer's Initial Public Offering. These amounts reflect a 1-for-13.700 reverse split which became effective on October 22, 2021. (F2) The shares are held by the Elisabet de los Pinos Revocable Trust U/D/T dated April 8, 2016, of which the Reporting Person is a trustee. |
| 2 | Derivative | Series A-2 Preferred Stock | 2021-11-02 | C | D | 1,510 | — | 0 | I By EdIP Revocable Trust | — · — to — | 1,510 Common Stock | (F1) The Series A-1 and Series A-2 Preferred Stock converted into the number of shares of Common Stock of the Issuer upon the closing of the Issuer's Initial Public Offering. These amounts reflect a 1-for-13.700 reverse split which became effective on October 22, 2021. (F2) The shares are held by the Elisabet de los Pinos Revocable Trust U/D/T dated April 8, 2016, of which the Reporting Person is a trustee. |
| 3 | Derivative | Series A-1 Preferred Stock | 2021-11-02 | C | D | 3,042 | — | 0 | I By EdIP Revocable Trust | — · — to — | 3,042 Common Stock | (F1) The Series A-1 and Series A-2 Preferred Stock converted into the number of shares of Common Stock of the Issuer upon the closing of the Issuer's Initial Public Offering. These amounts reflect a 1-for-13.700 reverse split which became effective on October 22, 2021. (F2) The shares are held by the Elisabet de los Pinos Revocable Trust U/D/T dated April 8, 2016, of which the Reporting Person is a trustee. |