Form 4 for HOV HOVNANIAN ENTERPRISES INC
Accepted 2021-11-02 00:00:00 ET · period of report 2021-10-29 · accession 0000899243-21-042435 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-11-02 | 2021-10-29 | HOV | HOVNANIAN ARA K | Pres, CEO, COB of Bd, Dir, 10% | G - Gift | $0.00 | 0 | 14.3K | New | $0 |
| DM | 2021-11-02 | 2021-10-29 | HOV | HOVNANIAN ARA K | Pres, CEO, COB of Bd, Dir, 10% | G - Gift | $0.00 | 0 | 136.6K | New | $0 |
| DM | 2021-11-02 | 2021-10-29 | HOV | HOVNANIAN ARA K | Pres, CEO, COB of Bd, Dir, 10% | G - Gift | $0.00 | -76.1K | 232.8K | -25% | $0 |
| DMI | 2021-11-02 | 2021-10-29 | HOV | HOVNANIAN ARA K | Pres, CEO, COB of Bd, Dir, 10% | G - Gift | $0.00 | +76.1K | 82.4K | +1,213% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-10-29 | G | D | 13,552 | $0.00 | 0 | I Held as trustee of trust for Reporting Person's family | — | — | (F2) Represents an adjustment to the previously reported balance of shares held due to the incorrect reporting of balances following the of Class A Common Stock held by the Ara K. Hovnanian 2012 Trust for Class B Common Stock held by the Hovnanian Family 2012 L.L.C. on April 30, 2019, whereby certain balances of Class A Common Stock were understated by 5,785.60 shares and certain balances of Class B Common Shares were overstated by 5,785.60 as a result of changes in indirect ownership following the exchange. (F4) Held by Ara K. Hovnanian 2012 Trust, of which the reporting person is trustee, including shares held through a limited liability company interest in the 2012 LLC |
| 2 | Common | Class A Common Stock | 2021-10-29 | G | D | 720 | $0.00 | 0 | I Held by Ara K. Hovnanian Family 1994 long-term trusts | — | — | (F5) Held by The Ara K. Hovnanian Family 1994 Long-Term Trust, of which the reporting person is trustee |
| 3 | Common | Class A Common Stock | 2021-10-29 | G | A | 14,272 | $0.00 | 14,272 | I | — | — | (F3) The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| 4 | Common | Class A Common Stock | 2021-10-29 | G | D | 14,272 | $0.00 | 122,318 | D | — | — | |
| 5 | Common | Class A Common Stock | 2021-10-29 | G | A | 14,272 | $0.00 | 136,590 | D Held by 2021 trusts | — | — | (F6) Held by trusts for the benefit of the reporting person's family (the "2021 trusts"), of which the reporting person is the investment trustee. |
| 6 | Derivative | Class B Common Stock | 2021-10-29 | G | A | 6,278 | $0.00 | 315,188 | D Held by 2021 trusts | — · — to — | 6,278 Class A Common Stock | (F6) Held by trusts for the benefit of the reporting person's family (the "2021 trusts"), of which the reporting person is the investment trustee. (F14) Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest (F15) Held by trusts for the benefit of the family of Kevork S. Hovnanian, of which the reporting person is a trustee and has a potential remainder interest |
| 7 | Derivative | Class B Common Stock | 2021-10-29 | G | D | 6,278 | $0.00 | 50,507.51 | I Held by Ara K. Hovnanian Family 1994 long-term trusts | — · — to — | 6,278 Class A Common Stock | (F5) Held by The Ara K. Hovnanian Family 1994 Long-Term Trust, of which the reporting person is trustee (F14) Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest (F15) Held by trusts for the benefit of the family of Kevork S. Hovnanian, of which the reporting person is a trustee and has a potential remainder interest |
| 8 | Derivative | Class B Common Stock | 2021-10-29 | G | D | 82,404 | $0.00 | 232,784 | D | — · — to — | 82,404 Class A Common Stock | (F14) Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest (F15) Held by trusts for the benefit of the family of Kevork S. Hovnanian, of which the reporting person is a trustee and has a potential remainder interest |
| 9 | Derivative | Class B Common Stock | 2021-10-29 | G | A | 82,404 | $0.00 | 82,404 | I | — · — to — | 82,404 Class A Common Stock | (F14) Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest (F15) Held by trusts for the benefit of the family of Kevork S. Hovnanian, of which the reporting person is a trustee and has a potential remainder interest |