Form 4/A for GTM ZoomInfo Technologies Inc.

Accepted 2021-11-02 00:00:00 ET · period of report 2021-09-03 · accession 0000899243-21-042554 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DAI	2021-11-02	2021-09-03	GTM	Schuck Henry	CEO, Dir, 10%	C - Cnv Deriv	—	+14.78M	14.78M	New	—
DAI	2021-11-02	2021-09-03	GTM	Schuck Henry	CEO, Dir, 10%	C - Cnv Deriv	$0.00	-14.78M	9.86M	-60%	$0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2021-09-03	C	A	14,784,394	—	14,784,394	I See Footnote	—	—	(F2) On September 8, 2021, the Reporting Person filed a Form 4 inadvertently reporting the Reporting Person's proportionate pecuniary interest in shares of Class A Common Stock acquired and held directly by DO Holdings (WA), LLC as 14,815,232 shares. In fact, the Reporting Person's proportionate pecuniary interest in shares of Class A Common Stock held directly by DO Holdings (WA), LLC was 14,784,394 shares. (F1) Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of DO Holdings (WA), LLC, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. (F3) Reflects securities held directly by DO Holdings (WA), LLC. DO Holdings (WA), LLC is owned by Henry Schuck and Kirk Brown. The Reporting Person may be deemed to share voting and dispositive power over the securities held by DO Holdings (WA), LLC.
2	Derivative	LLC Units of ZoomInfo Holdings LLC	2021-09-03	C	D	14,784,394	$0.00	9,856,263	I See Footnote	— · — to —	14,784,394 Class A Common Stock	(F2) On September 8, 2021, the Reporting Person filed a Form 4 inadvertently reporting the Reporting Person's proportionate pecuniary interest in shares of Class A Common Stock acquired and held directly by DO Holdings (WA), LLC as 14,815,232 shares. In fact, the Reporting Person's proportionate pecuniary interest in shares of Class A Common Stock held directly by DO Holdings (WA), LLC was 14,784,394 shares. (F4) Reflects the Reporting Person's proportionate pecuniary interest in the securities held directly by DO Holdings (WA), LLC. (F5) On September 8, 2021, the Reporting Person filed a Form 4 inadvertently reporting the Reporting Person's proportionate pecuniary interest in OpCo Units held directly by DO Holdings (WA), LLC as 9,876,822 units. In fact, the Reporting Person's proportionate pecuniary interest in OpCo Units held directly by DO Holdings (WA), LLC was 9,856,263 units. (F3) Reflects securities held directly by DO Holdings (WA), LLC. DO Holdings (WA), LLC is owned by Henry Schuck and Kirk Brown. The Reporting Person may be deemed to share voting and dispositive power over the securities held by DO Holdings (WA), LLC. (F1) Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of DO Holdings (WA), LLC, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share.