Form 4 for OWL BLUE OWL CAPITAL INC.
Accepted 2021-11-04 00:00:00 ET · period of report 2021-11-03 · accession 0000899243-21-042980 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-04 | 2021-11-03 | OWL | Blue Pool Management Ltd. | 10% | C - Cnv Deriv | — | +2.80M | 63.67M | +5% | — |
| D | 2021-11-04 | 2021-11-03 | OWL | Blue Pool Management Ltd. | 10% | C - Cnv Deriv | $0.00 | -2.80M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock, par value $0.0001 per share | 2021-11-03 | C | A | 2,795,082 | — | 63,673,188 | D | — | — | (F1) The Series E-2 common stock automatically converted into Blue Owl Capital, Inc. Class A common stock on a 1-for-1 basis on November 3, 2021 as a result of the volume-weighted average share price of the Issuer's Class A common stock being $15.00 or above for 20 consecutive days. (F3) This report shall not be an admission that any of the Reporting Persons is a beneficial owner of the securities held by PSPE II Limited, in each case for the purpose of Section 16 of the Exchange Act, or for any other purpose, except to the extent of their pecuniary interests therein, if any. Each of the Reporting Persons disclaims any beneficial ownership with respect to such securities, except to the extent of its respective pecuniary interest therein, if any. (F2) This statement is being filed by the following Reporting Persons: Blue Pool Capital Limited, Blue Pool Management Ltd. and Oliver Paul Weisberg. The securities covered by this statement are directly owned by PSPE II Limited. Blue Pool Capital Limited, which is a wholly owned subsidiary of Blue Pool Management Ltd., is the investment manager of PSPE II Limited and has voting and dispositive power over securities directly and indirectly held by PSPE II Limited. Mr. Weisberg is the sole shareholder of Blue Pool Management Ltd. Mr. Weisberg is also a director of Blue Pool Management Ltd. and Blue Pool Capital Limited. Each of the Reporting Persons disclaims any beneficial ownership with respect to such securities, except to the extent of its respective pecuniary interest therein, if any. |
| 2 | Derivative | Series E-2 common stock, par value $0.0001 per share | 2021-11-03 | C | D | 2,795,082 | $0.00 | 0 | D | — · — to — | 2,795,082 Class A common stock | (F3) This report shall not be an admission that any of the Reporting Persons is a beneficial owner of the securities held by PSPE II Limited, in each case for the purpose of Section 16 of the Exchange Act, or for any other purpose, except to the extent of their pecuniary interests therein, if any. Each of the Reporting Persons disclaims any beneficial ownership with respect to such securities, except to the extent of its respective pecuniary interest therein, if any. (F1) The Series E-2 common stock automatically converted into Blue Owl Capital, Inc. Class A common stock on a 1-for-1 basis on November 3, 2021 as a result of the volume-weighted average share price of the Issuer's Class A common stock being $15.00 or above for 20 consecutive days. |