Form 4 for GWH ESS Tech, Inc.

Accepted 2021-11-12 00:00:00 ET · period of report 2021-11-09 · accession 0000899243-21-044472 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2021-11-12	2021-11-09	GWH	SOFTBANK GROUP CORP	Dir, 10%	J - Other	$0.00	+4.24M	35.92M	+13%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-11-09	J	A	33,791	$0.00	35,953,699	I See footnote	—	—	(F3) These shares are held directly by SB Energy Global Holdings One Ltd. ("Holdings One"), a wholly owned subsidiary of SB Energy Global Holdings Limited, which is a wholly owned subsidiary of SoftBank Group Capital Ltd, which is a wholly owned subsidiary of SoftBank Group Corp. ("SoftBank"). SoftBank may be deemed to have voting and dispositive power with respect to the shares held by Holdings One.
2	Common	Common Stock	2021-11-09	J	A	4,204,936	$0.00	35,919,908	I See footnote	—	—	(F3) These shares are held directly by SB Energy Global Holdings One Ltd. ("Holdings One"), a wholly owned subsidiary of SB Energy Global Holdings Limited, which is a wholly owned subsidiary of SoftBank Group Capital Ltd, which is a wholly owned subsidiary of SoftBank Group Corp. ("SoftBank"). SoftBank may be deemed to have voting and dispositive power with respect to the shares held by Holdings One.