Form 4 for AFRM Affirm Holdings, Inc.
Accepted 2021-11-16 00:00:00 ET · period of report 2021-11-12 · accession 0000899243-21-044838 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-11-16 | 2021-11-15 | AFRM | Philips Jeremy | Dir | S - Sale | $150.00 | -11.0K | 753.7K | -1% | -$1.65M |
| M | 2021-11-16 | 2021-11-12 | AFRM | Philips Jeremy | Dir | J - Other | $0.00 | +764.7K | 762.4K | New | $0 |
| MI | 2021-11-16 | 2021-11-12 | AFRM | Philips Jeremy | Dir | J - Other | $0.00 | -2.03M | 12.6K | -99% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-15 | S | D | 10,868 | $150.00 | 753,826 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-11-12 | J | A | 2,305 | $0.00 | 764,694 | D | — | — | |
| 3 | Common | Class A Common Stock | 2021-11-15 | S | D | 100 | $150.01 | 753,726 | D | — | — | |
| 4 | Common | Class A Common Stock | 2021-11-12 | J | D | 9,687 | $0.00 | 0 | I | — | — | |
| 5 | Common | Class A Common Stock | 2021-11-12 | J | D | 2,035,521 | $0.00 | 0 | I See Footnote | — | — | (F2) These shares are held of record by SGMP. The Reporting Person is a managing member of SGMP and may be deemed to share investment, voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| 6 | Common | Class A Common Stock | 2021-11-12 | J | A | 12,572 | $0.00 | 12,572 | I See Footnote | — | — | (F4) These shares are held of record by SGMP III. The Reporting Person is a managing member of SGMP III and may be deemed to share investment, voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| 7 | Common | Class A Common Stock | 2021-11-12 | J | A | 762,389 | $0.00 | 762,389 | D See Footnote | — | — | (F10) The shares are held by SCP. The Reporting Person is a managing member of SCP and may be deemed to share investment, voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |