Form 4 for JBI Janus International Group, Inc.
Accepted 2021-11-16 00:00:00 ET · period of report 2021-11-12 · accession 0000899243-21-044850 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-11-16 | 2021-11-12 | JBI | FRADIN ROGER | Dir | F - Tax | $0.00 | -717.5K | 2.55M | -22% | $0 |
| DMI | 2021-11-16 | 2021-11-12 | JBI | FRADIN ROGER | Dir | M - OptEx | $0.00 | +1.02M | 779.9K | New | $0 |
| DMI | 2021-11-16 | 2021-11-12 | JBI | FRADIN ROGER | Dir | M - OptEx | $0.00 | -1.02M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-12 | F | D | 143,500 | $0.00 | 636,374 | I By Juniper GRAT Trust | — | — | |
| 2 | Common | Common Stock, par value $0.0001 per share ("Common Stock") | 2021-11-12 | M | A | 820,000 | $0.00 | 3,119,499 | I By: The Fradin Community Property Revocable Trust | — | — | (F2) The Warrants were, and underlying shares of Common Stock received upon exercise of the Warrants are, held directly by the Fradin Community Property Revocable Trust. Prior to giving effect to the transaction, the Reporting Person transferred all shares of Common Stock and Warrants previously reported as held directly to The Fradin Community Property Revocable Trust, of which the Reporting Person is a trustee and beneficiary. |
| 3 | Common | Common Stock | 2021-11-12 | M | A | 205,000 | $0.00 | 779,874 | I By Juniper GRAT Trust | — | — | (F3) The Warrants were, and underlying shares of Common Stock received upon exercise of the Warrants are, held directly by The Juniper GRAT Trust. |
| 4 | Common | Common Stock | 2021-11-12 | F | D | 574,000 | $0.00 | 2,545,499 | I By: The Fradin Community Property Revocable Trust | — | — | |
| 5 | Derivative | Warrants | 2021-11-12 | M | D | 820,000 | $0.00 | 0 | I By: The Fradin Community Property Revocable Trust | $11.50 · 2021-07-07 to 2026-06-07 | 820,000 Common Stock | |
| 6 | Derivative | Warrants | 2021-11-12 | M | D | 205,000 | $0.00 | 0 | I By Juniper GRAT Trust | $11.50 · 2021-07-07 to 2026-06-07 | 205,000 Common Stock |