Form 4 for PUBM PubMatic, Inc.
Accepted 2021-11-16 00:00:00 ET · period of report 2021-11-12 · accession 0000899243-21-044912 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-16 | 2021-11-12 | PUBM | Nexus India Management I, LP | 10% | J - Other | — | -1.52M | 0 | -100% | — |
| D | 2021-11-16 | 2021-11-12 | PUBM | Nexus India Management I, LP | 10% | C - Cnv Deriv | — | +1.52M | 1.52M | New | — |
| D | 2021-11-16 | 2021-11-12 | PUBM | Nexus India Management I, LP | 10% | J - Other | $0.00 | -482.7K | 2.62M | -16% | $0 |
| D | 2021-11-16 | 2021-11-12 | PUBM | Nexus India Management I, LP | 10% | C - Cnv Deriv | $0.00 | -1.52M | 3.11M | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-12 | J | D | 1,517,326 | — | 0 | D | — | — | (F1) Represents a pro-rata in-kind distribution of Class A common stock and Class B common stock, and not a purchase or sale, without additional consideration to its partners. |
| 2 | Common | Class A Common Stock | 2021-11-12 | C | A | 1,517,326 | — | 1,517,326 | D | — | — | (F2) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |
| 3 | Derivative | Class B Common Stock | 2021-11-12 | J | D | 482,674 | $0.00 | 2,624,843 | D | — · — to — | 482,674 Class A Common Stock | (F2) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |
| 4 | Derivative | Class B Common Stock | 2021-11-12 | C | D | 1,517,326 | $0.00 | 3,107,517 | D | — · — to — | 1,517,326 Class A Common Stock | (F2) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |