Form 4/A for GWH ESS Tech, Inc.
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-09 · accession 0000899243-21-045096 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| A | 2021-11-17 | 2021-11-09 | GWH | Evans Craig E | Pres, Dir | J - Other | $10.00 | +730.2K | 5.33M | +16% | +$7.30M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-09 | J | A | 730,247 | $10.00 | 5,332,700 | D | — | — | (F3) Effective as of November 9, 2021, the reporting person was entitled to receive 724,426 shares of Issuer common stock pursuant to the Earnout Rights and 5,821 shares of Issuer common stock pursuant to the Expense Shortfall. |