Form 4 for GWH ESS Tech, Inc.
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-09 · accession 0000899243-21-045197 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-11-17 | 2021-11-15 | GWH | NIGGLI MICHAEL R | Dir | A - Grant | $0.00 | +30.1K | 510.2K | +6% | $0 | |
| I | 2021-11-17 | 2021-11-09 | GWH | NIGGLI MICHAEL R | Dir | J - Other | $10.00 | +77.8K | 568.3K | +16% | +$778.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-15 | A | A | 30,053 | $0.00 | 510,219 | D | — | — | (F4) The shares are represented by restricted stock units, or RSUs, awarded upon the satisfaction of certain performance metrics as determined by the Compensation Committee. The RSUs were fully vested on the award date. |
| 2 | Common | Common Stock | 2021-11-09 | J | A | 77,822 | $10.00 | 568,302 | I See footnote | — | — | (F3) The shares are held of record by the Linda Naviaux Niggli Trust for which the reporting person's spouse serves as trustee. |