Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2021-11-22 00:00:00 ET · period of report 2021-11-18 · accession 0000899243-21-045586 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-11-22 | 2021-11-18 | SOFI | Silver Lake Group, L.L.C. | Dir | S - Sale | $21.60 | -7.36M | 510.9K | -94% | -$159.01M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-18 | S | D | 7,240,653 | $21.60 | 30,643,242 | I Held through Silver Lake Partners IV, L.P. | — | — | (F3) Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Michael Bingle is a director of the Issuer and Vice Chairman of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. (F1) These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV"). |
| 2 | Common | Common Stock | 2021-11-18 | S | D | 120,725 | $21.60 | 510,923 | I Held through Silver Lake Technology Investors IV (Delaware II), L.P. | — | — | (F2) These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). (F3) Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Michael Bingle is a director of the Issuer and Vice Chairman of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. |