Form 4 for CG Carlyle Group Inc.

Accepted 2021-11-24 00:00:00 ET · period of report 2021-11-22 · accession 0000899243-21-046060 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2021-11-24	2021-11-22	CG	D'Aniello Daniel A.	Dir	S - Sale	$58.05	-1.50M	32.49M	-4%	-$87.08M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-11-22	S	D	1,400	$59.10	32,487,102	D	—	—	(F2) The price reported in column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $59.05 to $59.28, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
2	Common	Common Stock	2021-11-22	S	D	1,498,600	$58.05	32,488,502	D	—	—	(F1) Due to administrative error, the shares reported as directly held by the reporting person on his last Form 4, filed on August 27, 2021, inadvertently included 512,542 shares that were held indirectly and resulted in over-reporting the shares held directly by such amount. This Form 4 reflects the corrected total beneficial ownership for the reporting person.