Form 4 for MRNA Moderna
Accepted 2021-11-26 00:00:00 ET · period of report 2021-11-23 · accession 0000899243-21-046142 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-26 | 2021-01-24+ | MRNA | Hoge Stephen | Pres | M - OptEx | $5.95 | +20.0K | 1.61M | +1% | +$118.9K |
| DM | 2021-11-26 | 2021-01-24+ | MRNA | Hoge Stephen | Pres | S - Sale+OE | $274.89 | -20.0K | 1.62M | -1% | -$5.50M |
| DM | 2021-11-26 | 2021-11-23+ | MRNA | Hoge Stephen | Pres | M - OptEx | $0.00 | -20.0K | 237.4K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-01-24 | M | A | 5,000 | $10.90 | 1,614,597 | D | — | — | |
| 2 | Common | Common Stock | 2021-01-24 | S | D | 5,000 | $273.01 | 1,609,597 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-23 | S | D | 400 | $280.14 | 1,609,597 | D | — | — | (F10) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $279.80 to $280.74. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 4 | Common | Common Stock | 2021-11-23 | S | D | 200 | $278.48 | 1,609,997 | D | — | — | (F9) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $278.15 to $278.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 5 | Common | Common Stock | 2021-11-23 | S | D | 5,300 | $277.25 | 1,610,197 | D | — | — | (F8) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $277.08 to $277.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 6 | Common | Common Stock | 2021-11-23 | S | D | 2,096 | $276.32 | 1,615,497 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $275.85 to $276.77. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 7 | Common | Common Stock | 2021-11-23 | S | D | 1,977 | $275.22 | 1,617,593 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $274.80 to $275.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 8 | Common | Common Stock | 2021-11-23 | S | D | 1,863 | $274.19 | 1,619,570 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $273.72 to $274.70. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 9 | Common | Common Stock | 2021-11-23 | S | D | 1,368 | $273.10 | 1,621,433 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $272.62 to $273.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 10 | Common | Common Stock | 2021-11-23 | S | D | 1,600 | $271.84 | 1,622,801 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $271.52 to $272.50. Full information regarding the number of shares sold at each separate ice can be furnished to the SEC staff upon request. |
| 11 | Common | Common Stock | 2021-11-23 | S | D | 196 | $270.19 | 1,624,401 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $269.86 to $270.50. Full information regarding the number of shares sold at each separate ice can be furnished to the SEC staff upon request. |
| 12 | Common | Common Stock | 2021-11-23 | M | A | 10,000 | $0.99 | 1,624,597 | D | — | — | |
| 13 | Common | Common Stock | 2021-11-23 | M | A | 5,000 | $10.90 | 1,614,597 | D | — | — | |
| 14 | Derivative | Stock Option (Right to Buy) | 2021-11-23 | M | D | 5,000 | $0.00 | 191,972 | D | $10.90 · — to 2026-02-23 | 5,000 Common Stock | (F12) This option is fully vested and exercisable. |
| 15 | Derivative | Stock Option (Right to Buy) | 2021-11-24 | M | D | 5,000 | $0.00 | 186,972 | D | $10.90 · — to 2026-02-23 | 5,000 Common Stock | (F12) This option is fully vested and exercisable. |
| 16 | Derivative | Stock Option (Right to Buy) | 2021-11-23 | M | D | 10,000 | $0.00 | 237,431 | D | $0.99 · — to 2023-08-19 | 10,000 Common Stock | (F12) This option is fully vested and exercisable. |