Form 4 for U Unity Software Inc.
Accepted 2021-11-29 00:00:00 ET · period of report 2021-11-24 · accession 0000899243-21-046261 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2021-11-29 | 2021-11-26 | U | Silver Lake Technology Associates IV, L.P. | Dir, 10% | G - Gift | $0.00 | -2,518 | 5,613 | -31% | $0 |
| 2021-11-29 | 2021-11-26 | U | Silver Lake Technology Associates IV, L.P. | Dir, 10% | G - Gift | $0.00 | -5,206 | 114.7K | -4% | $0 | |
| MI | 2021-11-29 | 2021-11-24+ | U | Silver Lake Technology Associates IV, L.P. | Dir, 10% | S - Sale | $178.79 | -129.8K | 443.8K | -23% | -$23.20M |
| MI | 2021-11-29 | 2021-11-24+ | U | Silver Lake Technology Associates IV, L.P. | Dir, 10% | J - Other | $0.00 | -4.09M | 20.08M | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-26 | G | D | 2,518 | $0.00 | 5,613 | I See footnote | — | — | (F6) These shares of Common Stock were received indirectly by Mr. Egon Durban through his indirect interest in an entity in which he may be deemed to have a pecuniary interest, in connection with the pro rata distributions made by SLP IV and its affiliates described herein. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. |
| 2 | Common | Common Stock | 2021-11-26 | G | D | 5,206 | $0.00 | 114,721 | D Held through Silver Lake Technology Investors IV (Delaware II), L.P. | — | — | (F7) Represents shares of Common Stock held by Mr. Egon Durban, including shares received in connection with the distributions of shares of Common Stock reported herein. The receipt of such shares of Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. (F2) These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). (F5) Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. |
| 3 | Common | Common Stock | 2021-11-26 | S | D | 9,259 | $175.74 | 434,583 | I See footnote | — | — | (F16) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.22 to $176.20, inclusive. (F6) These shares of Common Stock were received indirectly by Mr. Egon Durban through his indirect interest in an entity in which he may be deemed to have a pecuniary interest, in connection with the pro rata distributions made by SLP IV and its affiliates described herein. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. |
| 4 | Common | Common Stock | 2021-11-26 | S | D | 701 | $175.74 | 4,912 | I Held through Silver Lake Technology Investors IV (Delaware II), L.P. | — | — | (F16) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.22 to $176.20, inclusive. (F2) These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). (F5) Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. |
| 5 | Common | Common Stock | 2021-11-26 | S | D | 19,138 | $176.78 | 415,445 | I See footnote | — | — | (F17) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.22 to $177.21, inclusive. (F6) These shares of Common Stock were received indirectly by Mr. Egon Durban through his indirect interest in an entity in which he may be deemed to have a pecuniary interest, in connection with the pro rata distributions made by SLP IV and its affiliates described herein. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. |
| 6 | Common | Common Stock | 2021-11-26 | S | D | 1,449 | $176.78 | 3,463 | I Held through Silver Lake Technology Investors IV (Delaware II), L.P. | — | — | (F17) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.22 to $177.21, inclusive. (F2) These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). (F5) Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. |
| 7 | Common | Common Stock | 2021-11-26 | S | D | 16,516 | $177.75 | 398,929 | I See footnote | — | — | (F18) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.26 to $178.23, inclusive. (F6) These shares of Common Stock were received indirectly by Mr. Egon Durban through his indirect interest in an entity in which he may be deemed to have a pecuniary interest, in connection with the pro rata distributions made by SLP IV and its affiliates described herein. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. |
| 8 | Common | Common Stock | 2021-11-26 | S | D | 1,250 | $177.75 | 2,213 | I Held through Silver Lake Technology Investors IV (Delaware II), L.P. | — | — | (F18) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.26 to $178.23, inclusive. (F2) These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). (F5) Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. |
| 9 | Common | Common Stock | 2021-11-26 | S | D | 29,237 | $178.71 | 369,692 | I See footnote | — | — | (F19) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.26 to $179.26, inclusive. (F6) These shares of Common Stock were received indirectly by Mr. Egon Durban through his indirect interest in an entity in which he may be deemed to have a pecuniary interest, in connection with the pro rata distributions made by SLP IV and its affiliates described herein. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. |
| 10 | Common | Common Stock | 2021-11-26 | S | D | 2,213 | $178.71 | 0 | I | — | — | (F19) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.26 to $179.26, inclusive. |
| 11 | Common | Common Stock | 2021-11-24 | S | D | 10,545 | $179.07 | 20,073,025 | I Held through Silver Lake Partners IV, L.P. | — | — | (F11) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.53 to $179.49, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4. (F1) These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV"). (F5) Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. |
| 12 | Common | Common Stock | 2021-11-24 | S | D | 195 | $179.07 | 444,557 | I Held through Silver Lake Technology Investors IV (Delaware II), L.P. | — | — | (F11) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.53 to $179.49, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4. (F2) These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). (F5) Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. |
| 13 | Common | Common Stock | 2021-11-24 | S | D | 16,411 | $179.97 | 20,056,614 | I Held through Silver Lake Partners IV, L.P. | — | — | (F12) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.50 to $180.47, inclusive. (F1) These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV"). (F5) Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. |
| 14 | Common | Common Stock | 2021-11-24 | S | D | 304 | $179.97 | 444,253 | I Held through Silver Lake Technology Investors IV (Delaware II), L.P. | — | — | (F12) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.50 to $180.47, inclusive. (F2) These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). (F5) Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. |
| 15 | Common | Common Stock | 2021-11-24 | S | D | 5,565 | $181.06 | 20,051,049 | I Held through Silver Lake Partners IV, L.P. | — | — | (F13) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.54 to $181.49, inclusive. (F1) These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV"). (F5) Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. |
| 16 | Common | Common Stock | 2021-11-24 | S | D | 103 | $181.06 | 444,150 | I Held through Silver Lake Technology Investors IV (Delaware II), L.P. | — | — | (F13) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.54 to $181.49, inclusive. (F2) These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). (F5) Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. |
| 17 | Common | Common Stock | 2021-11-24 | S | D | 11,041 | $181.93 | 20,040,008 | I Held through Silver Lake Partners IV, L.P. | — | — | (F14) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.50 to $182.47, inclusive. (F1) These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV"). (F5) Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. |
| 18 | Common | Common Stock | 2021-11-24 | S | D | 205 | $181.93 | 443,945 | I Held through Silver Lake Technology Investors IV (Delaware II), L.P. | — | — | (F14) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.50 to $182.47, inclusive. (F2) These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). (F5) Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. |
| 19 | Common | Common Stock | 2021-11-24 | J | D | 4,000,000 | $0.00 | 20,083,570 | I Held through Silver Lake Partners IV, L.P. | — | — | (F10) Represents distributions by Silver Lake Partners IV, L.P. ("SLP IV") and certain of its affiliates of shares of common stock of the Issuer ("Common Stock") to their respective partners and members as in-kind distributions. The receipt of shares of Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. (F1) These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV"). (F5) Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. |
| 20 | Common | Common Stock | 2021-11-26 | J | D | 91,436 | $0.00 | 20,083,570 | I Held through Silver Lake Partners IV, L.P. | — | — | (F10) Represents distributions by Silver Lake Partners IV, L.P. ("SLP IV") and certain of its affiliates of shares of common stock of the Issuer ("Common Stock") to their respective partners and members as in-kind distributions. The receipt of shares of Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act. (F1) These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV"). (F5) Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. |
| 21 | Common | Common Stock | 2021-11-24 | S | D | 5,528 | $182.74 | 20,034,480 | I Held through Silver Lake Partners IV, L.P. | — | — | (F15) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.50 to $183.01, inclusive. (F1) These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV"). (F5) Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. |
| 22 | Common | Common Stock | 2021-11-24 | S | D | 103 | $182.74 | 443,842 | I Held through Silver Lake Technology Investors IV (Delaware II), L.P. | — | — | (F15) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.50 to $183.01, inclusive. (F2) These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). (F5) Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. |