Form 4 for IMAX IMAX CORP
Accepted 2021-11-30 00:00:00 ET · period of report 2021-11-26 · accession 0000899243-21-046300 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-11-30 | 2021-11-26 | IMAX | DOUGLAS FAMILY TRUST | 10%, 13(d)(3) group | J - Other | — | 0 | 572.0K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-26 | J | D | 371,989 | — | 880,000 | I By Douglas Family Trust | — | — | (F9) The Douglas Family Trust (controlled by the Reporting Person) transferred 371,989 shares to Celtic Financial, LLC (controlled by the Reporting Person). This transaction was exempt under Rule 16a-13 as a change in form of beneficial ownership. (F2) Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. (F4) These securities are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. Kevin Douglas and Jean A. Douglas are each a co-trustee of the Douglas Family Trust. |
| 2 | Common | Common Stock | 2021-11-26 | J | A | 371,989 | — | 571,989 | I By Celtic Financial, LLC | — | — | (F9) The Douglas Family Trust (controlled by the Reporting Person) transferred 371,989 shares to Celtic Financial, LLC (controlled by the Reporting Person). This transaction was exempt under Rule 16a-13 as a change in form of beneficial ownership. (F2) Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. (F8) These securities are held directly by Celtic Financial, LLC and indirectly by Kevin Douglas. |