Form 4 for FTCI FTC Solar, Inc.
Accepted 2021-12-06 00:00:00 ET · period of report 2021-12-03 · accession 0000899243-21-046976 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-06 | 2021-12-03 | FTCI | Cherukupalli Nagendra | CTO | M - OptEx | $0.07 | +1.57M | 1.75M | +831% | +$109.6K |
| D | 2021-12-06 | 2021-12-03 | FTCI | Cherukupalli Nagendra | CTO | M - OptEx | $0.00 | -1.57M | 83.4K | -95% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-03 | M | A | 1,565,964 | $0.07 | 1,754,448 | D | — | — | (F1) The common stock reported on this Form 4 was issued as a result of the exercise of employuee stock options. |
| 2 | Derivative | Employee Stock Options (right to buy) | 2021-12-03 | M | D | 1,565,964 | $0.00 | 83,370 | D | $0.07 · — to 2028-02-13 | 1,565,964 Common Stock | (F3) All of the amounts of securities in this Form 4 reflect an approximately 8.25-for-1 forward split that was effectuated on April 28, 2021. (F2) 1,614,972 of the options are fully vested and exercisable as of December 1, 2021, and the remaining 34,362 of the options will vest on January 1, 2022. |