Form 4 for FTH Faeth Therapeutics, Inc.
Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-09 · accession 0000899243-21-047890 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-12-13 | 2021-12-09+ | FTH | RICKS THOMAS G | Dir | P - Purchase | $6.24 | +40.0K | 321.8K | +14% | +$249.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-10 | P | A | 20,000 | $5.86 | 341,769 | I See footnote | — | — | (F2) The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.755 to $5.9953, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set herein. (F3) These shares are held by the Ricks Family Trust. Thomas Ricks is a trustee of the Ricks Family Trust and accordingly may be deemed to have voting and dispositive power with respect to the shares held by Ricks Family Trust. |
| 2 | Common | Common Stock | 2021-12-09 | P | A | 20,000 | $6.62 | 321,769 | I See footnote | — | — | (F1) The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.515 to $6.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set herein. (F3) These shares are held by the Ricks Family Trust. Thomas Ricks is a trustee of the Ricks Family Trust and accordingly may be deemed to have voting and dispositive power with respect to the shares held by Ricks Family Trust. |