Form 4 for OUST Ouster, Inc.
Accepted 2021-12-14 00:00:00 ET · period of report 2021-12-11 · accession 0000899243-21-048179 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-14 | 2021-12-11 | OUST | Heystee Susan | Dir | M - OptEx | — | +5,753 | 423.7K | +1% | — |
| DM | 2021-12-14 | 2021-12-11 | OUST | Heystee Susan | Dir | M - OptEx | $0.00 | -5,753 | 17.0K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-11 | M | A | 1,892 | — | 419,812 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. (F2) The Reporting Person's prior Form 4, dated September 13, 2021, incorrectly stated that she held 3,862 shares of common stock following all reported transactions; such number should have been 417,920 shares of common stock. |
| 2 | Common | Common Stock | 2021-12-11 | M | A | 3,861 | — | 423,673 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. |
| 3 | Derivative | Restricted Stock Units | 2021-12-11 | M | D | 3,861 | $0.00 | 3,862 | D | — · — to — | 3,861 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. (F4) The original grant of 15,446 RSUs granted on March 11, 2021 vested or will vest as to 25% of the total number of RSUs each quarter thereafter, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date. |
| 4 | Derivative | Restricted Stock Units | 2021-12-11 | M | D | 1,892 | $0.00 | 17,022 | D | — · — to — | 1,892 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. (F3) The original grant of 22,696 RSUs granted on March 11, 2021 vested or will vest as to 1/12 of the total number of RSUs each quarter thereafter, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date. |