Form 4 for AMKR AMKOR TECHNOLOGY, INC.
Accepted 2022-01-04 00:00:00 ET · period of report 2021-12-30 · accession 0000899243-22-000442 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-01-04 | 2021-12-30 | AMKR | KIM JOHN T | 10%, Member of 10% owner group (7) | S - Sale | $24.68 | -3.71M | 23.30M | -14% | -$91.60M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-30 | S | D | 1,337,332 | $24.68 | 21,963,134 | I By limited partnerships | — | — | (F6) The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16, or for any other purpose. (F5) The reporting person is (i) a trustee of family trusts for the benefit of his immediate family members which own 13,884,832 shares of the Issuer's Common Stock, (ii) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own 1,028,132 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership which owns 19,484,809 shares of the Issuer's Common Stock and (iv) a manager of a limited liability company being treated as a limited partnership for purposes of Section 16 which owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the reporting person is being treated as having a pecuniary interest in all of such shares. (F4) The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The reporting person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), and, pursuant to the Form 4 instructiions, the reporting person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the reporting person. |
| 2 | Common | Common Stock | 2021-12-30 | S | D | 1,187,087 | $24.68 | 24,487,553 | I By limited partnerships | — | — | (F6) The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16, or for any other purpose. (F5) The reporting person is (i) a trustee of family trusts for the benefit of his immediate family members which own 13,884,832 shares of the Issuer's Common Stock, (ii) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own 1,028,132 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership which owns 19,484,809 shares of the Issuer's Common Stock and (iv) a manager of a limited liability company being treated as a limited partnership for purposes of Section 16 which owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the reporting person is being treated as having a pecuniary interest in all of such shares. (F4) The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The reporting person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), and, pursuant to the Form 4 instructiions, the reporting person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the reporting person. |
| 3 | Common | Common Stock | 2021-12-30 | S | D | 1,187,087 | $24.68 | 23,300,466 | I By limited partnerships | — | — | (F6) The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16, or for any other purpose. (F5) The reporting person is (i) a trustee of family trusts for the benefit of his immediate family members which own 13,884,832 shares of the Issuer's Common Stock, (ii) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own 1,028,132 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership which owns 19,484,809 shares of the Issuer's Common Stock and (iv) a manager of a limited liability company being treated as a limited partnership for purposes of Section 16 which owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the reporting person is being treated as having a pecuniary interest in all of such shares. (F4) The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The reporting person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), and, pursuant to the Form 4 instructiions, the reporting person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the reporting person. |