InsiderTrades

Form 4 for APG APi Group Corp

Accepted 2022-01-04 00:00:00 ET · period of report 2021-12-31 · accession 0000899243-22-000671 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
MI 2022-01-04 2021-12-31+ APG ASHKEN IAN G H Dir J - Other $2.83 +1.45M 5.69M +34% +$4.09M
I 2022-01-04 2022-01-04 APG ASHKEN IAN G H Dir G - Gift $0.00 -387.6K 216.9K -64% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2022-01-04 J A 587,621 $26.53 604,541 I By Ian G. H. Ashken Living Trust — — (F6) In connection with an estate planning transaction, the IGHA Holdings Trust, of which Mr. Ashken is the grantor, settled certain amounts owed to Mr. Ashken using shares of the Issuer's Common Stock. (F7) Includes 6,920 shares of Common Stock previously held directly by Mr. Ashken which were contributed to the Ashken Trust. (F8) The shares of Common Stock reported herein are held directly by the Ashken Trust, of which Mr. Ashken is the trustee and beneficiary. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.
2 Common Common Stock 2022-01-04 J D 587,621 $0.00 5,106,000 I By IGHA Holdings, LLLP — — (F5) Represents a distribution by IGHA Holdings, LLLP to the IGHA Holdings Trust, its member, for no consideration. (F4) The shares of Common Stock reported herein are held directly by IGHA Holdings, LLLP, the general partner of which is wholly-owned by the Ashken Trust, of which Mr. Ashken is the trustee and beneficiary. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.
3 Common Common Stock 2021-12-31 J A 1,447,622 $0.00 1,447,622 I By Mariposa Acquisition IV, LLC — — (F1) Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. (F2) The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. IGHA Holdings, LLLP, the general partner of which is wholly-owned by The Ian G.H. Ashken Living Trust (the "Ashken Trust"), of which Mr. Ashken is the trustee and beneficiary, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 5,693,621 shares of Common Stock and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.
4 Common Common Stock 2022-01-04 J D 1,447,622 $0.00 0 I By Mariposa Acquisition IV, LLC — — (F3) Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. (F2) The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. IGHA Holdings, LLLP, the general partner of which is wholly-owned by The Ian G.H. Ashken Living Trust (the "Ashken Trust"), of which Mr. Ashken is the trustee and beneficiary, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 5,693,621 shares of Common Stock and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.
5 Common Common Stock 2022-01-04 J A 1,447,622 $0.00 5,693,621 I By IGHA Holdings, LLLP — — (F3) Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. (F4) The shares of Common Stock reported herein are held directly by IGHA Holdings, LLLP, the general partner of which is wholly-owned by the Ashken Trust, of which Mr. Ashken is the trustee and beneficiary. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.
6 Common Common Stock 2022-01-04 G D 387,621 $0.00 216,920 I By Ian G. H. Ashken Living Trust — — (F8) The shares of Common Stock reported herein are held directly by the Ashken Trust, of which Mr. Ashken is the trustee and beneficiary. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.