Form 4 for APG APi Group Corp
Accepted 2022-01-04 00:00:00 ET · period of report 2021-12-31 · accession 0000899243-22-000676 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-01-04 | 2021-12-31+ | APG | LILLIE JAMES E | Dir | J - Other | $0.00 | +1.44M | 1.45M | +30,945% | $0 |
| 2022-01-04 | 2022-01-04 | APG | LILLIE JAMES E | Dir | J - Other | $25.67 | +4,663 | 1.13M | +0.4% | +$119.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-04 | J | D | 4,663 | $0.00 | 4,563,958 | I By JTOO LLC | — | — | (F5) Represents a distribution by JTOO LLC to the Lillie 2015 Dynasty Trust, its member, for no consideration. (F4) The shares of Common Stock reported herein are held directly by JTOO LLC, of which Mr. Lillie is the manager. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock | 2022-01-04 | J | A | 1,447,622 | $0.00 | 4,568,621 | I By JTOO LLC | — | — | (F3) Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. (F4) The shares of Common Stock reported herein are held directly by JTOO LLC, of which Mr. Lillie is the manager. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. |
| 3 | Common | Common Stock | 2022-01-04 | J | D | 1,447,622 | $0.00 | 0 | I By Mariposa Acquisition IV, LLC | — | — | (F3) Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members. (F2) The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. JTOO LLC, of which Mr. Lillie is the manager, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 4,568,621 shares of Common Stock and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. |
| 4 | Common | Common Stock | 2021-12-31 | J | A | 1,447,622 | $0.00 | 1,447,622 | I By Mariposa Acquisition IV, LLC | — | — | (F1) Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. (F2) The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. JTOO LLC, of which Mr. Lillie is the manager, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 4,568,621 shares of Common Stock and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. |
| 5 | Common | Common Stock | 2022-01-04 | J | A | 4,663 | $25.67 | 1,129,663 | D | — | — | (F6) In connection with an estate planning transaction, the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor, settled certain amounts owed to Mr. Lillie using shares of the Issuer's Common Stock. |