Form 4 for AGEN AGENUS INC
Accepted 2022-01-06 00:00:00 ET · period of report 2022-01-04 · accession 0000899243-22-001245 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-06 | 2022-01-04 | AGEN | O'Day Steven J | Chief Medical Off | M - OptEx | — | +100.0K | 100.0K | New | — |
| D | 2022-01-06 | 2022-01-06 | AGEN | O'Day Steven J | Chief Medical Off | S - Sale+OE | $3.06 | -38.7K | 61.3K | -39% | -$118.4K |
| D | 2022-01-06 | 2022-01-04 | AGEN | O'Day Steven J | Chief Medical Off | M - OptEx | $0.00 | -100.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-04 | M | A | 100,000 | — | 100,000 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-01-06 | S | D | 38,679 | $3.06 | 61,321 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-01-04 | M | D | 100,000 | $0.00 | 0 | D | — · — to — | 100,000 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) On January 4, 2021, the reporting person was granted 100,000 restricted stock units that fully vested on January 4, 2022. |