Form 4 for FTCI FTC Solar, Inc.
Accepted 2022-01-13 00:00:00 ET · period of report 2022-01-11 · accession 0000899243-22-001905 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-13 | 2022-01-11 | FTCI | Cherukupalli Nagendra | CTO | S - Sale+OE | $6.56 | -74.1K | 1.68M | -4% | -$486.3K |
| D | 2022-01-13 | 2022-01-12 | FTCI | Cherukupalli Nagendra | CTO | M - OptEx | $0.07 | +83.4K | 1.76M | +5% | +$5,836 |
| D | 2022-01-13 | 2022-01-12 | FTCI | Cherukupalli Nagendra | CTO | M - OptEx | $0.00 | -83.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-11 | S | D | 74,127 | $6.56 | 1,680,321 | D | — | — | (F2) Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $6.46 to $6.72. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. (F1) Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
| 2 | Common | Common Stock | 2022-01-12 | M | A | 83,370 | $0.07 | 1,763,691 | D | — | — | (F3) Reflects shares issued as a result of the exercise of employuee stock options by the Reporting Person. |
| 3 | Derivative | Employee Stock Options (right to buy) | 2022-01-12 | M | D | 83,370 | $0.00 | 0 | D | $0.07 · — to 2028-02-13 | 83,370 Common Stock | (F4) The options were fully vested as of January 1, 2022. |