Form 4 for LDI loanDepot, Inc.
Accepted 2022-01-14 00:00:00 ET · period of report 2021-01-12 · accession 0000899243-22-002051 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-01-14 | 2022-01-12 | LDI | Dodson Andrew C | Dir | C - Cnv Deriv | $0.00 | +3.80M | 3.81M | +28,337% | $0 |
| DI | 2022-01-14 | 2022-01-12 | LDI | Dodson Andrew C | Dir | C - Cnv Deriv | — | -3.80M | 97.03M | -4% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-01-12 | C | A | 3,795,413 | $0.00 | 3,808,807 | I See Footnote | — | — | (F3) Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. (F2) The reported securities are directly or indirectly held by funds and entities managed or controlled by the Reporting Persons, including: Parthenon Investors III, L.P., Parthenon Investors IV, L.P., Parthenon Capital Partners Fund, L.P., Parthenon Capital Partners Fund II, L.P., PCap Associates, PCAP Partners III, LLC, PCP Partners IV, L.P. and PCP Managers, L.P. (together, the "Parthenon Investors"). |
| 2 | Derivative | Class D Common Stock | 2022-01-12 | C | D | 3,795,413 | — | 97,026,671 | I See Footnote | — · — to — | 3,795,413 Class A Common Stock | (F1) Each share of the Issuer's Class D Common Stock is convertible on a one-for-one basis, at the election of the Reporting Persons, into a share of the Issuer's Class A Common Stock. (F3) Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. (F2) The reported securities are directly or indirectly held by funds and entities managed or controlled by the Reporting Persons, including: Parthenon Investors III, L.P., Parthenon Investors IV, L.P., Parthenon Capital Partners Fund, L.P., Parthenon Capital Partners Fund II, L.P., PCap Associates, PCAP Partners III, LLC, PCP Partners IV, L.P. and PCP Managers, L.P. (together, the "Parthenon Investors"). |