Form 4 for FUND SPROTT FOCUS TRUST INC.
Accepted 2022-01-18 00:00:00 ET · period of report 2021-12-08 · accession 0000899243-22-002103 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-01-18 | 2021-12-08+ | FUND | GEORGE W WHITNEY | Dir, 10%, Senior Portfolio Manager | G - Gift | $0.00 | -11.6K | 7.30M | -0.2% | $0 |
| MI | 2022-01-18 | 2021-12-08+ | FUND | GEORGE W WHITNEY | Dir, 10%, Senior Portfolio Manager | G - Gift | $0.00 | -10.9K | 2.71M | -0.4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-08 | G | D | 6,000 | $0.00 | 7,304,942 | D Held by Spouse | — | — | (F4) Amount of shares beneficially owned includes shares acquired under the Issuer's Dividend Reinvestment Program (the "DRIP") subsequent to the gift transactions on December 8, 2021 reported herein. The amount of shares beneficially owned includes shares acquired under the DRIP on each of September 24, 2021 and December 23, 2021. |
| 2 | Common | Common Stock | 2022-01-03 | G | A | 3,720 | $0.00 | 174,072 | I | — | — | (F5) Represents transfers as gifts by each of Mr. George and his spouse of 1,860 shares to each of their three sons, resulting in a cumulative gift transfer of 5,580 shares by each of Mr. George and his spouse. Mr. George may be deemed to beneficially own and have a pecuniary interest in the 3,720 shares transferred to the son that resides in Mr. George's household. (F4) Amount of shares beneficially owned includes shares acquired under the Issuer's Dividend Reinvestment Program (the "DRIP") subsequent to the gift transactions on December 8, 2021 reported herein. The amount of shares beneficially owned includes shares acquired under the DRIP on each of September 24, 2021 and December 23, 2021. |
| 3 | Common | Common Stock | 2022-01-03 | G | D | 5,580 | $0.00 | 2,703,864 | I | — | — | (F5) Represents transfers as gifts by each of Mr. George and his spouse of 1,860 shares to each of their three sons, resulting in a cumulative gift transfer of 5,580 shares by each of Mr. George and his spouse. Mr. George may be deemed to beneficially own and have a pecuniary interest in the 3,720 shares transferred to the son that resides in Mr. George's household. |
| 4 | Common | Common Stock | 2021-12-08 | G | D | 9,000 | $0.00 | 2,709,444 | I Held by Spouse | — | — | (F4) Amount of shares beneficially owned includes shares acquired under the Issuer's Dividend Reinvestment Program (the "DRIP") subsequent to the gift transactions on December 8, 2021 reported herein. The amount of shares beneficially owned includes shares acquired under the DRIP on each of September 24, 2021 and December 23, 2021. |
| 5 | Common | Common Stock | 2022-01-03 | G | D | 5,580 | $0.00 | 7,299,362 | D Held by Son | — | — | (F5) Represents transfers as gifts by each of Mr. George and his spouse of 1,860 shares to each of their three sons, resulting in a cumulative gift transfer of 5,580 shares by each of Mr. George and his spouse. Mr. George may be deemed to beneficially own and have a pecuniary interest in the 3,720 shares transferred to the son that resides in Mr. George's household. |